Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Patrick Dever (CRD# 2202204)? He has been registered with Stifel, Nicolaus & Company, Incorporated in West Chester, Pennsylvania, since 2014.
Patrick Dever Customer Complaints
He has been the subject of three customer complaints between 2010 and 2024, according to his CRD report. The most recent complaints are regarding:
September 2024. “Customer alleges unsuitable investments in stocks and excessive fees/commissions on unit investment trusts.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks and unit investment trust (UITs), and it took place while he was registered with Stifel, Nicolaus & Company, Incorporated.
May 2018. “Claimant alleges that during 2014 and 2015 registered representative purchased a stock in Claimant’s accounts that was inappropriate and speculative.” The customer sought $100,000 in damages, and the case was settled for $21,041.91. The complaint was regarding equity OTC, and it took place while he was registered with Stifel, Nicolaus & Company, Incorporated.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Stifel, Nicolaus & Company, Incorporated may be liable for investment or other losses suffered by Patrick Dever’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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