Former Ameriprise Financial Services, LLC Broker Eric Dupre Investment Loss Options

Ameriprise Financial Services Inc.

Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Eric Dupre (CRD# 2174456) related to customer complaints of investment losses. He was registered with Ameriprise Financial Services, LLC in San Antonio, Texas, from 2020 to 2024, when he was terminated regarding, “Registered representative was terminated due to violation of company policy related to borrowing from clients.” He was registered with Raymond James & Associates, Inc. in San Antonio, Texas, from 2005 to 2020.

Eric Dupre Customer Complaints

He has been the subject of two customer complaints between 2011 and 2024, according to his CRD report. The most recent complaint was regarding: 

May 2024. “Claimants allege that former advisor Dupre recommended that they invest in a “cryptocurrency opportunity”. However, it appears that Dupre did not invest the Claimants’ funds, but instead misappropriated the funds. Claimants allege that Dupre stole more than $2.6 million dollars from them.” The customer is seeking $3,011,476 in damages, and the case is currently pending. The complaint was regarding outside investments. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ameriprise Financial Services, LLC may be liable for investment or other losses suffered by Eric Dupre’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.