There are options for clients of J.K. Financial Services, Inc. broker Joe Zheng (CRD# 2318835) who suffered investment losses. He has been registered with J.K. Financial Services, Inc. in Norco, California, since 2000.
Joe Zheng Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2024. “Claimant alleges that her advisor recommended investments were in direct conflict with her investment direction and profile, seeks damages of $1,935,000.” The customer is seeking $1,935,000 in damages, and the case is currently pending. The complaint was regarding mutual funds, common and preferred stocks, and options.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J.K. Financial Services, Inc. may be liable for investment or other losses suffered by Joe Zheng’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
