Emerson Equity LLC broker Gregory Ritter (CRD# 3087358) is accused of corporate debt losses. He has been registered with Emerson Equity LLC in Delaware, Ohio, since 2010. He was registered with Chase Investment Services Corp. in Delaware, Ohio, from 2005 to 2009, when he was terminated regarding, “registered rep allegedly falsified the date on a client-signed document.”
Gregory Ritter Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
September 2024. “Breach of fiduciary duty, Negligence, violation of regulation Best Interest, violation of securities rules and regulations.” The customer is seeking $135,000 in damages, and the case is currently pending. The complaint was regarding corporate debt losses, and it took place while he was registered with Emerson Equity LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Emerson Equity LLC may be liable for investment or other losses suffered by Gregory Ritter’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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