Erez Law is currently investigating former Sequence Financial Specialists LLC broker Bryan Emerson (CRD# 4155238) regarding conservation easement investment losses. He has been registered with CIM Securities, LLC in Wall Township, New Jersey, since 2024. He was registered with Great Point Capital LLC in Chicago, Illinois, from 2021 to 2023, and Sequence Financial Specialists LLC in Houston, Texas, from 2013 to 2019.
Bryan Emerson Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2024. “Suitability, Breach of Contract, Account Negligence/Supervision.” The customer is seeking xxx in damages, and the case is currently pending. The complaint took place while he was registered with Sequence Financial Specialists LLC, and it was regarding conservation easement investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Sequence Financial Specialists LLC may be liable for investment or other losses suffered by Bryan Emerson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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