Erez Law is currently investigating former Spartan Capital Securities, LLC broker Adam Cavise (CRD# 4273848) regarding stock losses. He has been registered with Revere Securities LLC in New York, New York, since 2023. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2021 to 2023, and Benchmark Investments, LLC in New York, New York, from 2020 to 2021.
Adam Cavise Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2023. “Customer alleged that RR failed to follow instructions; specifically, instructed the RR to sell shares upon trading and additional shares, resulting in losses. Dates of activity were not indicated.” The case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with Spartan Capital Securities, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Spartan Capital Securities, LLC may be liable for investment or other losses suffered by Adam Cavise’s customers
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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