Can you recover losses due to recommendations by Concorde Investment Services, LLC broker Alan Harrison (CRD# 1616987)? He has been registered with Concorde Investment Services, LLC in Trussville, Alabama, since 2015.
Alan Harrison Customer Complaints
He has been the subject of two customer complaints between 2022 and 2024, one of which was closed without action, according to his CRD report:
May 2024. “The client states that he was unaware the DST investment would not be converted to an UPREIT in two years, and claims he would not have made the investment in February 2022 had he known this.” The case is currently pending. The complaint was regarding direct investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Concorde Investment Services, LLC may be liable for investment or other losses suffered by Alan Harrison’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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