Were you the victim of Securities America, Inc. broker Alan Hofstein (CRD# 4417550)? He has been registered with Securities America, Inc. in Colorado Springs, Colorado, from 2009 to 2020.
Alan Hofstein Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2023. “The Claimants allege that the financial professional sold them an alternative investment that was unsuitable.” The customer is seeking $150,000 in damages, and the case is currently pending. The complaint was regarding real estate security losses, and it took place while he was registered with Securities America, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Securities America, Inc. may be liable for investment or other losses suffered by Alan Hofstein’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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