Erez Law is currently investigating former Intrua Financial broker Andrew Keller (CRD# 4682790) regarding unsuitable investment recommendations. He has been registered with Purshe Kaplan Sterling Investments in Houston, Texas, since 2023, and with Inscription Capital, LLC in Houston, Texas, since 2023. He was registered with LPL Financial LLC in Houston, Texas, from 2003 to 2023, and with Intrua Financial in Houston, Texas, from 2015 to 2023.
Andrew Keller Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2024. “During the period of 2021-2023, customer implement various investment and other financial strategies pursuant to the Advisor’s advice. Customer alleges negligence, unsuitability and breach of fiduciary duty.” The customer is seeking $140,000 in damages, and the case is currently pending. The complaint took place while he was registered with Intrua Financial.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Intrua Financial may be liable for investment or other losses suffered by Andrew Keller’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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