There are options for clients of Raymond James & Associates, Inc. broker Andrew Kubicsko Jr. (CRD# 861670) who suffered investment losses. He has been registered with Raymond James & Associates, Inc. in Chicago, Illinois, since 2011. He was registered with the following firms:
- Wells Fargo Advisors, LLC in Chicago, Illinois, from 2008 to 2011
- A. G. Edwards & Sons, Inc. in Chicago, Illinois, from 1993 to 2008
- Gruntal & Co. Incorporated in New York, New York, from 1991 to 1993
- Robert Thomas Securities, Inc. in St. Petersburg, Florida, from 1990 to 1991
He was registered with Painewebber Incorporated in Weehawken, New Jersey, from 1986 to 1989, when he was terminated regarding, “not provided Walter G. Tallent alleged unauthorized trade in the amount of $85,161.14.”
Andrew Kubicsko Jr. Customer Complaints
He has been the subject of two customer complaints between 1993 and 2023, according to his CRD report. The most recent complaint was regarding:
September 2023. “Claimant alleges FA (i) recommended an investment in the Thornburg Limited Term Municipal Fund which was unsuitable and not in Claimant’s best interest and (ii) failed to disclose annual fees paid by the fund manager to RJA.” The customer is seeking $400,000 in damages, and the case is currently pending. The complaint was regarding mutual funds and Reb BI.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Raymond James & Associates, Inc. may be liable for investment or other losses suffered by Andrew Kubicsko Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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