Can I recover losses from investments with Calton & Associates, Inc. broker Anthony Caputo (CRD# 5105611) who is alleged to recommend real estate securities? He has been registered with Calton & Associates, Inc. in Matawan, New Jersey since 2013 and with Grantvest Financial Group LLC in Matawan, New Jersey since 2020. Previously, he was registered with Calton & Associates, Inc. in Tampa, Florida from 2013 to 2021.
Anthony Caputo Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2022. “Unsuitable investments, misrepresentation and omission of material facts , breach of fiduciary duty.” The case is currently pending. The complaint was regarding real estate securities losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Calton & Associates, Inc may be liable for investment or other losses suffered by Anthony Caputo’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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