Author: Jeff Erez
Were you a victim of Infinex Investments, Inc. broker Derek Malone (CRD# 5495233)? He has been registered with Osaic Institutions, Inc. in New York, New York, and Infinex Investments, Inc., in New York, New York, since 2016. He was registered … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Charles Fagan (CRD# 5040887) regarding unsuitable investment recommendations. He has been registered with Raymond James & Associates, Inc. in St Louis, Missouri, since 2011. Charles Fagan Customer Complaints He … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Western International Securities, Inc. broker Antoine Nader (CRD# 4700969). He has been registered with Western International Securities, Inc. in Westlake Village, California, since … Continue reading
Erez Law is currently investigating former Independent Financial Group, LLC broker Scott Olson (CRD# 711256). He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2021, and IP Financial Advisory Services LLC in Melbourne, Florida, since 2021. … Continue reading
Erez Law is currently investigating former Lincoln Financial Advisors Corporation broker Michael McFeeley (CRD# 5505995) regarding energy sector losses. He has been registered with LPL Financial LLC in York, Pennsylvania, since 2024. He was registered with Osaic Fa, Inc. in … Continue reading
Were you the victim of former Ameritas Investment Company, LLC broker Allison Terlip (CRD# 5530486)? She was registered with Ameritas Investment Company, LLC in Navarre, Florida, from 2022 to 2023, MML Investors Services, LLC in Pensacola, Florida, from 2019 to … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former LPL Financial LLC broker Judith Dolle (CRD# 826135). She was registered with LPL Financial LLC in Rancho Mirage, California, from 2013 to … Continue reading
There are options for clients of Osaic Wealth, Inc. broker Timothy Judson (CRD# 709195), who suffered investment losses. He has been registered with Osaic Wealth, Inc. in McLean, Virginia, since 1989. He is a registered investment advisor with Royal Alliance … Continue reading
Former Ameriprise Financial Services, LLC broker John Engler Sr. (CRD# 835827) is accused of unsuitable investment recommendations. He was registered with Ameriprise Financial Services, LLC in Martinez, Georgia, from 2014 to 2023. In April 2024, FINRA barred him after he … Continue reading
Were you the victim of former PFS Investments Inc. broker Michael Archimede (CRD# 5701306) who is accused of mutual fund losses? He has been registered with PFS Investments Inc. in Waukesha, Wisconsin, from 2010 to 2023, when he was terminated … Continue reading