Author: Jeff Erez
Kalos Capital, Inc. broker Kristian Finfrock (CRD# 5421676) is accused of unsuitable alternative investment losses. He has been registered with Kalos Capital, Inc. in Evansville, Wisconsin since 2012. Alternative investments do not fall into a conventional investment category, such as … Continue reading
Were you the victim of Morgan Stanley broker Thomas Bonds (CRD# 1867556) regarding unsuitable investment recommendations? He has been registered with Morgan Stanley in Kirkland, Washington since 2009. Thomas Bonds Customer Complaints He has been the subject of five customer … Continue reading
Erez Law is currently investigating Hornor, Townsend & Kent, LLC broker Debra Clark (CRD# 1987661) regarding unsuitable investment recommendations. She has been registered with Hornor, Townsend & Kent, LLC in Wilton, Connecticut since 2010. Debra Clark Customer Complaints She has … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker John Wambeke (CRD# 729864) regarding variable annuity losses. He has been registered with Ameriprise Financial Services, LLC in Novi, Michigan since 1981. John Wambeke Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Christopher Queen (CRD# 2703908) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Plano, Texas since 2012. Christopher Queen Customer Complaints He … Continue reading
Were you the victim of David Lerner Associates, Inc. broker Lawrence Merl (CRD# 2443190) who is alleged to make unsuitable investment recommendations? He has been registered with David Lerner Associates, Inc. in White Plains, New York since 1994. In 2004, … Continue reading
Avantax Investment Services, Inc. broker Virgil Biggs (CRD# 1755904) accused of misrepresentations leading to investment losses. He has been registered with Avantax Investment Services, Inc. in Saranac, Michigan since 1987. Virgil Biggs Customer Complaints He has been the subject of … Continue reading
There are options for clients of former Dawson James Securities, Inc. broker Kennister Daley (CRD# 1774653) who lost money investing in real estate securities. He has been registered with Allstate Financial Services, LLC in Boynton Beach, Florida since 2016. Previously, … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Benjamin Miller (CRD# 2755887) regarding misrepresentations that caused investment losses. He has been registered with UBS Financial Services Inc. in Barrington, Illinois since 2009. Benjamin Miller Customer Complaints He has … Continue reading
Erez Law is investigating former UBS Financial Services Inc. broker Robert Turner (CRD# 2113736) regarding variable annuity losses and investments in Fairfax Financial. He has been registered with Stifel, Nicolaus & Company, Incorporated in Waco, Texas, from 2021 to 2022, … Continue reading