Author: Jeff Erez
Were you the victim of former Capitol Securities Management, Inc. broker Andrew Marschall (CRD# 5922785) who is accused of real estate securities losses? He has been registered with PNC Investments in Solomons, Maryland since 2020. Previously, he was registered with … Continue reading
Former Wilmington Capital Securities, LLC broker Seymour Cohen (CRD# 2007478) accused of promissory note investment losses? He has been registered with Wilmington Capital Securities, LLC in Garden City, New York from 2008 to 2021. Seymour Cohen Customer Complaints He has … Continue reading
Can I recover losses from investments with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gary Begnaud (CRD# 865927) who is accused of unauthorized trading? He has been registered with Janney Montgomery Scott LLC in Mt. Laurel, New Jersey … Continue reading
Erez Law is currently investigating former Taylor Capital Management Inc. broker Dean Nowak (CRD# 1091819) regarding misrepresentations and omissions. He has been registered with Newbridge Securities Corporation in Winter Park, Florida since 2019. Previously, he was registered with Taylor Capital … Continue reading
There are options for clients of Raymond James Financial Services, Inc. broker Kathleen Muldoon (CRD# 867826) who suffered losses due to misrepresentation. She has been registered with Raymond James Financial Services, Inc. in Dallas, Texas since 1993. Kathleen Muldoon Customer … Continue reading
Were you the victim of former MML Investors Services, LLC broker Todd Sivak (CRD# 2201246) regarding mutual fund losses? He has been registered with LPL Financial LLC in Oconomowoc, Wisconsin since 2020. Previously, he was registered with MML Investors Services, … Continue reading
Erez Law is currently investigating former Cetera Investment Advisers LLC broker Hui Zhang (CRD# 5918387) regarding unsuitable investment recommendations. He has been registered with Independent Financial Group, LLC in San Gabriel, California since 2020. Previously, he was registered with Cetera … Continue reading
Were you the victim of former Morgan Stanley broker Jimmy Driggers (CRD# 1359593)? He was registered with Morgan Stanley in Sarasota, Florida, from 2009 to 2021. Jimmy Driggers Customer Complaints He has been the subject of four customer complaints between … Continue reading
Erez Law is currently investigating Morgan Stanley broker David Letnertz (CRD# 2287146) regarding unsuitable investment recommendations. He has been registered with Morgan Stanley in Newport Beach, California since 2009. David Letnertz Customer Complaints He has been the subject of two … Continue reading
Were you the victim of UBS Financial Services Inc. broker Laurel Bobrowich (CRD# 707915) due to investment fraud? She has been registered with UBS Financial Services Inc. in Wellesley, Massachusetts since 1980. Laurel Bobrowich Customer Complaints She has been the … Continue reading