Author: Jeff Erez
Were you the victim of former Cambridge Investment Research, Inc. broker Douglas Buczak (CRD# 1334415) who is accused of over-concentrating investments in customer accounts? He has been registered with Raymond James Financial Services, Inc. in Troy, Michigan from 2018 to … Continue reading
Did you lose money investing in REITs with Crown Capital Securities, L.P. broker Tim Peyton (CRD# 1773817)? He has been registered with Crown Capital Securities, L.P. in Gretna, Louisiana since 2012. Tim Peyton Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Eugene Garner (CRD# 4892619) regarding alternative and energy investment losses. He has been registered with David Lerner Associates, Inc. in Lawrenceville, New Jersey since 2005. Eugene Garner Customer Complaints He … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker William Burke (CRD# 2523888) regarding accusations of misrepresentations. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey since 2008. Prior to that, he was … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Neil Kaplan (CRD# 1615516) regarding excessive trading. He was registered with Morgan Stanley in Bethesda, Maryland from 2009 to 2017. Neil Kaplan Customer Complaints Neil Kaplan has been the subject of … Continue reading
There are options for clients of former Cetera Advisor Networks LLC broker Darryl Ferguson (CRD# 4104760) who suffered investment losses due to unsuitable real estate securities recommendations. He has been registered with LPL Financial LLC in Roselle, Illinois since 2018. … Continue reading
Erez Law is currently investigating Dominion Investor Services, Inc. broker Lance Walston (CRD# 4440958) regarding options investment losses. He has been registered with Dominion Investor Services, Inc. in San Antonio, Texas since 2017. Lance Walston Customer Complaints Lance Walston has … Continue reading
Erez Law is currently investigating former Infinex Investments, Inc. broker Jorge Alfonso (CRD# 4728979) regarding fixed annuity investment losses. He was registered with Snowden Account Services LLC in Coral Gables, Florida from 2019 to 2022. Previously, he was registered with … Continue reading
There are options for clients of former Raymond James & Associates, Inc. broker Vincent Petrangelo (CRD# 2866580) who suffered stock losses. He has been registered with Ameriprise Financial Services, LLC in Springfield, Massachusetts since 2018. Previously, he was registered with … Continue reading
Can I recover losses from investments with former UBS Financial Services Inc. broker Paul Koch (CRD# 1777599) regarding outside business activity, also known as selling away. He has been registered with RBC Capital Markets, LLC in Wayzata, Minnesota from 2018 … Continue reading