Author: Jeff Erez
Erez Law is currently investigating former SunTrust Investment Services broker Luisa Gonzales (CRD# 2765208), who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients … Continue reading
Erez Law recently filed a FINRA arbitration against Raymond James Financial Services, Inc., regarding investments in Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe. … Continue reading
Were you the victim of Northland Securities, Inc. broker James Reynolds (CRD# 4408485)? Reynolds has been registered with Northland Securities, Inc. in Minneapolis, Minnesota since 2002. Reynolds has been the subject of two customer complaints between 2016 and 2021, according … Continue reading
Were you the victim of former World Choice Securities, Inc. broker Thomas Stratton (CRD# 1646899)? Stratton has been registered with World Choice Securities, Inc. in Melbourne, Florida from 2004 to 2021. In August 2021, FINRA barred Stratton after he “consented … Continue reading
Erez Law is currently investigating former Chelsea Financial Services broker George Warner (CRD# 2300570) regarding promissory note losses. Warner was registered with Chelsea Financial Services in Staten Island, New York from 2017 to 2019. Previously, Warner was terminated from NFP … Continue reading
Can I recover losses from investments with former Royal Alliance Associates, Inc. broker John Swon IV (CRD# 5591686)? Swon was registered with Royal Alliance Associates, Inc. (Focus Financial) in Bloomington, Minnesota from 2012 to 2021, when he was terminated regarding … Continue reading
Were you the victim of former Securities America, Inc. broker David Zuber (CRD# 3239595)? Zuber was registered with Securities America, Inc. in Lavista, Nebraska from 2011 to 2020, when he was terminated regarding, “Allegations that representative was involved in the … Continue reading
Erez Law is currently investigating former MSI Financial Services, Inc. broker Richard Mukomela (CRD# 4370556) regarding customer investment losses. Mukomela has been registered with MML Investors Services, LLC in Plymouth, Minnesota since 2017. Previously, Mukomela was registered with MSI Financial … Continue reading
Can I recover losses from investments with former Spartan Capital Securities, LLC broker Christopher Orlando (CRD# 4136262)? Orlando has been registered with Spartan Capital Securities, LLC in New York, New York from January 2020 to May 2021. Prior to that, … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Raymond Benjamin (CRD# 2855278) regarding variable annuity investment losses. Benjamin has been registered with Kingswood Capital Partners, LLC in Augusta, Georgia since 2018. Previously, Benjamin was registered with Wealthplan Partners … Continue reading