Author: Jeff Erez
Erez Law is currently investigating former David Lerner Associates, Inc. broker Jeffrey Basford (CRD# 5077566) regarding energy sector losses. He was registered with David Lerner Associates, Inc. in Westport, Connecticut from 2006 until 2022. It is alleged that he recommended … Continue reading
Were you the victim of Janney Montgomery Scott LLC broker Kirk Pickell (CRD# 2294187)? Kirk Pickell has been registered with Janney Montgomery Scott LLC in Providence, Rhode Island since 2002. Kirk Pickell Faces $10 Million Customer Complaint Kirk Pickell has … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker Roderick Lipsey (CRD# 4270444). Roderick Lipsey has been registered with UBS Financial Services Inc. in Washington, DC since … Continue reading
There are options for clients of former Securities America, Inc. broker Christina Orta (CRD# 3278327) who suffered investment losses. Christina Orta has been registered with Cambridge Investment Research, Inc. in Westlake, California since 2014. Previously, Christina Orta was registered with … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Steven Richardson (CRD# 1819383) regarding excessive trading. Steven Richardson has been registered with LPL Financial LLC in Danville, California since 2018. Previously, Steven Richardson was registered … Continue reading
There are options for clients of Kalos Capital, Inc. broker Michael Haffling (CRD# 5133150) who suffered investment losses. Michael Haffling has been registered with Kalos Capital, Inc. in Orland Park, Illinois and Western Springs, Illinois since 2013. Michael Haffling Customer … Continue reading
Can I recover losses from investments with former Raymond James & Associates, Inc. broker Michael McNulty (CRD# 1493933)? Michael McNulty has been registered with Lincoln Financial Advisors Corporation in Boca Raton, Florida from 2018. Previously, Michael McNulty was registered with … Continue reading
Were you the victim of Westpark Capital, Inc. broker Richard Rappaport (CRD# 1885122)? Richard Rappaport has been registered with Westpark Capital, Inc. in Los Angeles, California since 1999. In November 2021, FINRA suspended Richard Rappaport for 15 months from any … Continue reading
Erez Law is currently investigating former JPMorgan Chase Bank, Na broker Trevor Rahn (CRD# 2196155) regarding excessive and unauthorized trading in customer accounts, including one elderly customer. Trevor Rahn was registered with JPMorgan Chase Bank, Na in Los Angeles, California … Continue reading
Did you suffer investment losses with former National Securities Corporation broker Mark Kolta (CRD# 5324620) regarding concentration of investments in American Realty Capital New York City REIT? A REIT is a company, modeled after mutual funds, that owns or finances … Continue reading