Author: Jeff Erez
Did you lose money investing with former Merrill Lynch broker Marcus Boggs (CRD# 5055667)? Boggs was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chicago, Illinois from 2006 to 2018, when he was terminated regarding, “Conduct including withdrawal … Continue reading
There are options for customers of Wells Fargo Clearing Services, LLC broker Peter Ianace (CRD# 3238078) who suffered investment losses due to selling away. Ianace was registered with Wells Fargo Clearing Services, LLC in Plano, Texas from December 2019 to … Continue reading
Were you the victim of Davenport & Company LLC broker Daniel Fair (CRD# 722195)? Fair has been registered with Davenport & Company LLC in Roanoke, Virginia since 1996. Fair has been the subject of two customer complaints between 1991 and … Continue reading
Erez Law is currently investigating former Sigma Financial Corporation broker Clark Harris (CRD# 2730928) regarding real estate investment losses. Harris has been registered with Aurora Securities in Troy, Michigan since 2021. Previously, Harris was registered with SPC in Bloomfield Hills, … Continue reading
Were you the victim of former Kestra Advisory Services, LLC broker Clyde Ford (CRD# 4700006)? Ford has been registered with Founders Financial Securities LLC in Fresno, California since 2019. Previously, Ford was registered with Kestra Advisory Services, LLC in Fresno, … Continue reading
Were you the victim of former J.P. Morgan Securities LLC broker Steven Foote (CRD# 1158497)? Foote was registered with J.P. Morgan Securities LLC in New York, New York from 2015 to 2019. Foote has been the subject of one customer … Continue reading
Can I recover losses from investments with Cetera Investment Services LLC broker Howard Hsieh (CRD# 4947882)? Hsieh has been registered with Cetera Investment Services LLC in Irvine, California since 2013. Hsieh has been the subject of three customer complaints between … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker Lyndon Grey (CRD# 1789083) regarding unsuitable investments. Grey has been registered with Western International Securities, Inc. in Los Angeles, California since 2017. Previously, Grey was registered with Merrill Lynch, Pierce, … Continue reading
There are options for clients of former Aegis Capital Corp. broker Scott Hananel (CRD# 3080827) who suffered investment losses. Hananel was registered with Aegis Capital Corp. in Melville, New York from 2010 to 2021. Hananel has been the subject of … Continue reading
Erez Law is currently investigating former Suntrust Advisory Services, Inc. broker Luisa Gonzalez (CRD# 2765208) regarding unsuitable investment recommendations. Gonzalez has been registered with The Leaders Group, Inc. in Littleton, Colorado since 2020. Previously Gonzalez was registered with PNC Investments … Continue reading