Author: Jeff Erez
Erez Law is currently investigating former Morgan Stanley broker Shawn Good (CRD# 2022168) regarding a 10-year Ponzi scheme. He was registered with Morgan Stanley in Wilmington, North Carolina from 2012 to 2022. Public records indicate that he was terminated by … Continue reading
There are options for customers of Pruco Securities, LLC broker John Butler (CRD# 2689182) who suffered investment losses due to misrepresentations. He has been registered with Pruco Securities, LLC in Ocala, Florida since 2018. John Butler Customer Complaints He has … Continue reading
Can I recover losses from investments with former Oppenheimer & Co. Inc. broker Allan Snider (CRD# 429580) who suffered losses due to unsuitable investment recommendations? He was registered with Oppenheimer & Co. Inc. in Saddle Brook, New Jersey from 2011 … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Pettibone (CRD# 2846638) regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, Nevada since 2001. Richard … Continue reading
Can I recover losses from investments with Calton & Associates, Inc. broker Paul Murphy (CRD# 5132291) due to unsuitable investment recommendations? He has been registered with Calton & Associates, Inc. in Ocala, Florida since 2015. Paul Murphy Customer Complaints He … Continue reading
Erez Law is currently investigating EFG Capital International broker Carlos Estima (CRD# 5626848) regarding options investment due to investment fraud. He has been registered with Insigneo Securities, LLC in Miami, Florida since 2020. Previously, he was registered with EFG Capital … Continue reading
Erez Law is interested in speaking with investors who may have suffered real estate investment losses due to investments with J.W. Cole Financial, Inc. broker Shad Ketcher (CRD# 2684383). He has been registered with J.W. Cole Financial, Inc. in Hutchinson, … Continue reading
Erez Law is currently investigating former Ausdal Financial Partners, Inc. broker Richard Duncan (CRD# 73262) regarding unsuitable investment recommendations related to a Turkish investment. He was registered with Ausdal Financial Partners, Inc. in East Longmeadow, Massachusetts from 2017 to 2019, … Continue reading
Were you the victim of unsuitable alternative investment recommendations by former Ameriprise Financial Services, LLC broker Andrew Hess (CRD# 5056901)? He has been registered with Ameriprise Financial Services, LLC in Portland, Maine from 2006 to 2021. Andrew Hess Customer Complaints … Continue reading
Erez Law is currently investigating Geneos Wealth Management brokers who recommended their clients invest in LJM Capital Preservation and Growth Fund and GPB Capital Holdings, LLC. In March 2022, FINRA censured Geneos Wealth Management and sanctioned the firm to pay … Continue reading