Author: Jeff Erez
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Sagepoint Financial, Inc. broker Andrew Melikidse (CRD# 2353534). Melikidse has been registered with Sagepoint Financial, Inc. in Studio City, California since 2005. Melikidse … Continue reading
Erez Law is currently investigating former Wells Fargo Clearing Services, LLC broker Shawn Burke (CRD# 2615449) regarding common and preferred stocks losses. Burke has been registered with Morgan Stanley in Perrysburg, Ohio since 2020. Previously, Burke was registered with Wells … Continue reading
Can I recover losses from investments with Ameriprise Financial Services, LLC broker Todd Bauman (CRD# 2631144)? Bauman has been registered with Ameriprise Financial Services, LLC in Deerfield, Illinois since 2009. Bauman has been the subject of four customer complaints between … Continue reading
There are options for clients of former LPL Financial LLC brokers Kristine Hartland (CRD# 2101877) and Bob Hartland (CRD# 2253564). Kristine Hartland has been registered with Ameriprise Financial Services, LLC in Edina, Minnesota since 2016. Previously, Kristine Harland was registered … Continue reading
There are options for customers of Triad Advisors LLC broker Darrin Cohen (CRD# 2488435) who suffered investment losses. Cohen has been registered with Triad Advisors LLC in Alpharetta, Georgia since 2014, with Red Triangle, LLC in Charleston, South Carolina since … Continue reading
Were you the victim of Raymond James & Associates, Inc. broker Edward Fernberger Jr. (CRD# 206743)? Fernberger has been registered with Raymond James & Associates, Inc. in Doylestown, Pennsylvania since 2016. Fernberger has been the subject of one customer complaint, … Continue reading
Were you the victim of former PHX Financial, Inc. broker Solomon Krispeal (CRD# 2735776)? Krispeal has been registered with PHX Financial, Inc. in Hauppauge, New York from 2016 to 2019 and previously with Legend Securities, Inc. in Jerricho, New York … Continue reading
There are options for clients of former Folger Nolan Fleming Douglas broker Marc Lippman (CRD# 1575995) who suffered investment losses. Lippman has been registered with Folger Nolan Fleming Douglas Incorporated in Washington, D.C. from 2009 to 2021, when he was … Continue reading
Were you the victim of former Laidlaw & Company (Uk) Ltd. broker Rikin Jobanputra (CRD# 5763695)? Jobanputra has been registered with Joseph Gunnar & Co. LLC in New York, New York since 2017. Previously, Jobanputra was registered with Laidlaw & … Continue reading
There are options for customers of UBS Financial Services Inc. broker Nick Polydoros (CRD# 1109056) who suffered investment losses. Polydoros has been registered with UBS Financial Services Inc. in Scottsdale, Arizona since 2011. Polydoros has been the subject of two … Continue reading