Author: Jeff Erez
Erez Law is currently investigating former Cetera Investment Services LLC broker Susan Cruz (CRD# 2213628) regarding REIT losses. He has been registered with Infinex Investments, Inc. in Victorville, California since 2018. Previously, she was registered with Cetera Investment Services LLC … Continue reading
Were you the victim of David Lerner Associates, Inc. broker John Lamont (CRD# 847214) who is accused of making unsuitable investment recommendations? He has been registered with David Lerner Associates, Inc. in Westport, Connecticut since 1989. John Lamont Customer Complaints … Continue reading
Can I recover losses from investments with Western International Securities, Inc. broker Bradley Kaiser (CRD# 2523397) due to failure to supervise? He has been registered with Hamilton Grant LLC in Pasadena, California since 2014 and with Western International Securities, Inc. … Continue reading
Were you the victim of former Cambridge Investment Research, Inc. broker Douglas Buczak (CRD# 1334415) who is accused of over-concentrating investments in customer accounts? He has been registered with Raymond James Financial Services, Inc. in Troy, Michigan from 2018 to … Continue reading
Did you lose money investing in REITs with Crown Capital Securities, L.P. broker Tim Peyton (CRD# 1773817)? He has been registered with Crown Capital Securities, L.P. in Gretna, Louisiana since 2012. Tim Peyton Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Eugene Garner (CRD# 4892619) regarding alternative and energy investment losses. He has been registered with David Lerner Associates, Inc. in Lawrenceville, New Jersey since 2005. Eugene Garner Customer Complaints He … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker William Burke (CRD# 2523888) regarding accusations of misrepresentations. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey since 2008. Prior to that, he was … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Neil Kaplan (CRD# 1615516) regarding excessive trading. He was registered with Morgan Stanley in Bethesda, Maryland from 2009 to 2017. Neil Kaplan Customer Complaints Neil Kaplan has been the subject of … Continue reading
There are options for clients of former Cetera Advisor Networks LLC broker Darryl Ferguson (CRD# 4104760) who suffered investment losses due to unsuitable real estate securities recommendations. He has been registered with LPL Financial LLC in Roselle, Illinois since 2018. … Continue reading
Erez Law is currently investigating Dominion Investor Services, Inc. broker Lance Walston (CRD# 4440958) regarding options investment losses. He has been registered with Dominion Investor Services, Inc. in San Antonio, Texas since 2017. Lance Walston Customer Complaints Lance Walston has … Continue reading