Author: Jeff Erez
Erez Law is currently investigating former Investors Capital Corp. broker Travis Hughes (CRD# 1532177) regarding real estate investment trusts (REIT) losses. Travis Hughes has been registered with Cetera Advisors LLC in El Paso, Texas since 2016. Previously, Travis Hughes was registered with … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker John Donoso (CRD# 4533488) regarding real estate investment trusts (REIT) losses. John Donoso has been registered with Newbridge Securities Corporation in Boca Raton, Florida and Elizabeth, New Jersey since October 2021. Previously, … Continue reading
Did your broker recommend you invest in FS Energy & Power Fund (FSEP) and you suffered investment losses? FS Energy & Power Fund is a publicly registered, non-traded business development company (BDC) that is sponsored by FS Investments. According to … Continue reading
Did former Sagepoint Financial, Inc. broker David Adams (CRD# 1575083) recommended unsuitable investments, including GPB Capital Holdings’ private placements? David Adams has been registered with Ameriprise Financial Services, LLC in Jacksonville, Florida since 2018. Previously, David Adams was registered with Sagepoint … Continue reading
Were you the victim of former Morgan Stanley broker Jesus Rodriguez (CRD# 4888685)? Jesus Rodriguez was registered with Morgan Stanley in El Paso, Texas from 2009 to 2021, when he was terminated regarding, “Allegations regarding registered representative’s use of client … Continue reading
Erez Law is currently investigating former OneAmerica Securities, Inc. broker Dustin Ward (CRD# 4686912) regarding real estate investment losses. Dustin Ward has been registered with Woodbury Financial Services, Inc. in St. Louis, Missouri since 2019. Previously, Dustin Ward was registered … Continue reading
Erez Law is currently investigating Edward Jones broker Albert DeGaetano (CRD# 2458569) regarding stock losses. Albert DeGaetano has been registered with Cabot Lodge Securities LLC in Independence, Ohio from September to November 2019, when he was terminated regarding, “Violated firms … Continue reading
Were you the victim of former Ameriprise Financial Services, LLC broker James Dunn (CRD# 6084258)? James Dunn was registered with Ameriprise Financial Services, LLC in Vienna, Virginia from 2019 to 2021, when he was terminated regarding, “Registered representative resigned while … Continue reading
Did your broker execute unsuitable short-term trading strategies? It is alleged that brokers across the country excessively traded unit investment trusts (UITs), which are investments that are meant to be held long term. According to FINRA, the regulatory agency reached settlements … Continue reading
Erez Law is currently investigating former Woodbury Financial Services, Inc. broker Peter David (CRD# 1133608) regarding suitability concerns leading to investment losses. Peter David has been registered with Woodbury Financial Services, Inc. in Waukesha, Wisconsin from 2009 to 2018. Peter … Continue reading