Author: Jeff Erez
Were you the victim of McNally Financial Services Corporation broker Mark Kemp (CRD# 2057200)? Mark Kemp has been registered with McNally Financial Services Corporation in Corpus Christi, Texas since 2010. Previously, Mark Kemp was registered with Next Financial Group Inc. … Continue reading
Were you the victim of former Woodstock Financial Group, Inc. broker Blake Kiernan (CRD# 4477243)?. Blake Kiernan was registered with Four Points Capital Partners LLC in Melville, New York from 2013 to 2014. Previously, Blake Kiernan was registered with Woodstock … Continue reading
Former BB&T Securities, LLC broker Glenn Brandon Jr. (CRD# 1051682) barred by FINRA for selling away. Glenn Brandon Jr. was registered with BB&T Securities, LLC in Birmingham, Alabama from 2015 to 2021, when he was terminated regarding, “While conducting an … Continue reading
Can I recover losses from investments with former UBS Financial Services Inc. broker Joseph Whitney (CRD# 4593351)? Joseph Whitney has been registered with Wedbush Securities Inc. in New York, New York from May 2020 to February 2021. Previously, Joseph Whitney … Continue reading
Erez Law is currently investigating former FSC Securities Corporation broker Brian Pearce (CRD# 1334784) regarding losses due to investments in Future Income Payments, LLC (FIPs). Brian Pearce was registered with World Equity Group, Inc. in Winter Haven, Florida from 2019 … Continue reading
Were you the victim of former UBS Financial Services Inc. broker Shay Scruggs (CRD# 4173046)? Shay Scruggs has been registered with Rockefeller Financial LLC in Dallas, Texas since June 2020. Previously, Shay Scruggs was registered with UBS Financial Services Inc. … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Antonio Almeida (CRD# 3106626) regarding unsuitable investment recommendations. Antonio Almeida was registered with Worden Capital Management LLC in Garden City, New York from 2020 to 2021 and previously with Aegis … Continue reading
There are options for customers of former Voya Financial Advisors, Inc. broker William Johnson (CRD# 3174473) who suffered investment losses. William Johnson has been registered with Cadaret, Grant & Co., Inc.n in Greenville, South Carolina since 2019. Previously, Johnson was … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Terry Tzagarakis (CRD# 2796055) regarding stock losses. Terry Tzagarakis was registered with Arive Capital Markets in Bay Ridge, New York from May 2020 to January 2021. Previously, Terry Tzagarakis … Continue reading
Were you the victim of former Aegis Capital Corp. broker Michael Farrell (CRD# 2282842)? Michael Farrell was registered with Aegis Capital Corp. in Red Bank, New Jersey from 2016 to 2019. Michael Farrell Faces Suitability Complaint Michael Farrell has been … Continue reading