Author: Jeff Erez
Were you the victim of Kestra Investment Services, LLC broker Steven Hein (CRD# 4433826)? Hein has been registered with Kestra Investment Services, LLC in Jupiter, Florida since 2007. Hein has been the subject of two customer complaints between 2011 and … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Justin Dolan (CRD# 4987385) regarding alternative investment losses. Dolan has been registered with Charles Schwab & Co., Inc. in St. Augustine, Florida since 2020. Previously, Dolan was registered with J. … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Martin Walcoe (CRD# 1593935) regarding energy sector losses. Walcoe has been registered with David Lerner Associates, Inc. in Syosset, New York since 1996. It is alleged that David Lerner Associates, … Continue reading
There are options for customers of Newbridge Securities Corporation broker Michael Whitaker (CRD# 1739854) who suffered investment losses. Whitaker has been registered with Newbridge Securities Corporation in The Villages, Florida since 2009. Whitaker has been the subject of two customer … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Mark Carlson (CRD# 1024633). Carlson has been registered with Merrill Lynch, Pierce, Fenner & Smith … Continue reading
Were you the victim of former First Standard Financial Company LLC broker John Dalby (CRD# 6108863)? Dalby has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 2017. Previously, Dalby was registered with First Standard Financial Company … Continue reading
Center Street Securities, Inc. broker Vincent Annable (CRD# 1033573) faces customer complaints related to alternative investment losses. He has been registered with Coastal Equities, Inc. and Coastal Investment Advisors in Scottsdale, Arizona, since 2021 and with Wealth Strategies Advisory Group … Continue reading
Were you the victim of Arkadios Capital broker Stephen Ferencik (CRD# 3126037)? Ferencik has been registered with Arkadios Capital in Atlanta, Georgia since 2017. After that time, Ferencik was registered with Triad Advisors, Inc. in Atlanta, Georgia from 2011 to … Continue reading
Were you the victim of former Presidential Brokerage, Inc. broker Robert Stanlick (CRD# 2411358)? Stanlick has been registered with Geneos Wealth Management, Inc. in Colorado Springs, Colorado since 2017. Previously, Stanlick was registered with Presidential Brokerage, Inc. in Colorado Springs, … Continue reading
There are options for clients of Advisory Group Equity Services Ltd. broker W. Warren Gerety (CRD# 2662678) who suffered investment losses. Gerety has been registered with Advisory Group Equity Services Ltd. in Rye, New Hampshire since 2010. Gerety has been … Continue reading