Author: Jeff Erez
There are options for clients of former Questar Asset Management, Inc. broker Dawn Strachan (CRD# 4323197) who suffered investment losses. Dawn Strachan has been registered with Woodbury Financial Services, Inc. in Torrance, California since 2019. Previously, Dawn Strachan was registered … Continue reading
Former Wynston Hill Capital, LLC broker Christopher Nelson (CRD# 6674139) was suspended by FINRA and faces a customer complaint for suitability and overconcentration. Christopher Nelson has been registered Wynston Hill Capital, LLC in Brandon, South Dakota from November 2018 to … Continue reading
Former Vorpahl Wing Securities broker Lee Nordstrom (CRD# 2248261) is accused of excessive trading and over concentration of stocks. Lee Nordstrom was registered with LPL Financial LLC in Spokane, Washington from June to November 2020. Previously, Lee Nordstrom was registered … Continue reading
Were you the victim of former MSI Financial Services, Inc. broker Daniel Lauletta (CRD# 2659123)? Daniel Lauletta has been registered with MML Investors Services, LLC in Cleveland, Ohio since 2017. Previously, Daniel Lauletta was registered with: MSI Financial Services, Inc. … Continue reading
Were you the victim of former Cetera Advisor Networks, LLC broker Robert Wolfe (CRD# 2268259)? Robert Wolfe was registered with Mercer Allied Company, L.P. in Fort Lauderdale, Florida from July 2020 to October 2021. Robert Wolfe was also registered with … Continue reading
Erez Law is currently investigating former First Allied Advisory Services, Inc. broker Kimberly Barentsen (CRD# 2092280) regarding unsuitable investment recommendations. Kimberly Barentsen has been registered with NPB Financial Group, LLC in Walnut Creek, California since 2019 and with Barentsen Advisory … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Kalos Capital, Inc. broker David Lademan (CRD# 2479077). David Lademan was registered with LPL Financial LLC in Okemos, Michigan from 2018 to … Continue reading
Erez Law is currently investigating A.G.P. / Alliance Global Partners (formerly Euro Pacific Capital, Inc.) broker Peter Schiff (CRD# 1759484) regarding private placement investment losses. Peter Schiff has been registered with A.G.P. / Alliance Global Partners (formerly Euro Pacific Capital, … Continue reading
There are options for clients of National Securities Corporation broker Carter Mansbach (CRD# 2275878) who suffered investment losses. Carter Mansbach has been registered with National Securities Corporation in New York, New York since 2017. Previously, Mansbach was registered with Investacorp … Continue reading
Can I recover losses from investments with former Voya Financial Advisors, Inc. broker Ronan Gaudario (CRD# 2494459)? Ronan Gaudario was registered with Voya Financial Advisors, Inc. in Burlingame, California from 2009 to 2017. In 1995, Ronan Gaudario was terminated from … Continue reading