Author: Jeff Erez
Did you lose money investing with Kalos Capital, Inc. broker David Mirolli (CRD# 5116067), who is alleged to recommend syndicated conservation easements? Mirolli has been registered with Kalos Capital, Inc. in Suwanee, Georgia since 2015 and with Catalyst Wealth Management … Continue reading
Were you the victim of former J.P. Turner broker Dan Vismor (CRD# 5321492)? Vismor has been registered with David Lerner Associates, Inc. in Boca Raton, Florida since 2017. Previously, Vismor was registered with Newbridge Securities Corporation in Boca Raton, Florida … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Raquel Pacheo (CRD# 3117770) regarding unsuitable investment recommendations. Pacheo has been registered with Wells Fargo Clearing Services, LLC in Westlake, Ohio since 2018. Previously, Pacheo was … Continue reading
There are options for clients who suffered investment losses due to recommendations by LPL Financial LLC broker Brian Gaffney (CRD# 1633401). Gaffney has been registered with LPL Financial LLC in Chester, New Jersey since 2000. Gaffney has been the subject … Continue reading
There are options for clients of Cetera Advisors LLC broker Patricia Gleason (CRD# 2811669) who suffered investment losses. Gleason has been registered with Cetera Advisors LLC in Orlando, Florida since 2009. Gleason has been the subject of four customer complaints … Continue reading
Erez Law is currently investigating Unionbanc Investment Services, LLC broker Asako Thompson (CRD# 4828996) who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Dai Securities, LLC broker Jack Michaletz (CRD# 5773608). Michaletz has been registered with Dai Securities, LLC in Mankato, Minnesota since 2012. Previously, Michaletz … Continue reading
Former American Portfolios Financial Services, Inc. broker Robert Halldin (CRD# 1458098) faces multiple customer complaints for investment losses. Halldin was registered with American Portfolios Financial Services, Inc. in Newington, Connecticut from 2012 to 2017. In December 2020, FINRA barred Halldin … Continue reading
Erez Law is currently investigating Bruderman Brothers LLC broker Andrew LeBlanc (CRD# 2607117) who was suspended by FINRA for participating in private securities transactions. LeBlanc has been registered with Bruderman Brothers LLC in Saddle Brook, New Jersey since 2017. Previously, … Continue reading
Erez Law is currently investigating former Torch Securities, LLC broker Jeremy Johnson (CRD# 7074043) regarding his participation in the offering of a penny stock. Johnson was registered with Torch Securities, LLC in Murrieta, California from May 2019 to April 2020. … Continue reading