Author: Jeff Erez
Erez Law is currently investigating former Chelsea Financial Services broker George Warner (CRD# 2300570) regarding promissory note losses. Warner was registered with Chelsea Financial Services in Staten Island, New York from 2017 to 2019. Previously, Warner was terminated from NFP … Continue reading
Can I recover losses from investments with former Royal Alliance Associates, Inc. broker John Swon IV (CRD# 5591686)? Swon was registered with Royal Alliance Associates, Inc. (Focus Financial) in Bloomington, Minnesota from 2012 to 2021, when he was terminated regarding … Continue reading
Were you the victim of former Securities America, Inc. broker David Zuber (CRD# 3239595)? Zuber was registered with Securities America, Inc. in Lavista, Nebraska from 2011 to 2020, when he was terminated regarding, “Allegations that representative was involved in the … Continue reading
Erez Law is currently investigating former MSI Financial Services, Inc. broker Richard Mukomela (CRD# 4370556) regarding customer investment losses. Mukomela has been registered with MML Investors Services, LLC in Plymouth, Minnesota since 2017. Previously, Mukomela was registered with MSI Financial … Continue reading
Can I recover losses from investments with former Spartan Capital Securities, LLC broker Christopher Orlando (CRD# 4136262)? Orlando has been registered with Spartan Capital Securities, LLC in New York, New York from January 2020 to May 2021. Prior to that, … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Raymond Benjamin (CRD# 2855278) regarding variable annuity investment losses. Benjamin has been registered with Kingswood Capital Partners, LLC in Augusta, Georgia since 2018. Previously, Benjamin was registered with Wealthplan Partners … Continue reading
Were you the victim of former Cetera Advisors LLC broker Walter Allen (CRD# 1344149)? Allen was registered with Cetera Advisors LLC in Suffield, Connecticut from 2016 to 2020, when he was terminated regarding “the advisor was terminated after the firm … Continue reading
Can you recover losses from investments with Benjamin F. Edwards & Company, Inc. broker Charles Blatz (CRD# 706158)? Blatz has been registered with Benjamin F. Edwards & Company, Inc. in Red Bank, New Jersey since 2012. Blatz has been the … Continue reading
Northwestern Mutual Investment Services, LLC broker Scott Niekamp (CRD# 3277810) who faces multi-million dollar customer complaints for private unregistered securities. Niekamp was registered with Northwestern Mutual Investment Services, LLC in Chesterfield, Missouri from 2000 to 2021 and is currently suspended … Continue reading
Erez Law is currently investigating barred broker Dana Vietor (CRD# 873129) who faces multiple customer complaints regarding promissory notes investment losses. In November 2022, FINRA ordered Dana Vietor to pay $5.7 million to investors who were allegedly defrauded in a … Continue reading