Author: Jeff Erez

Were you the victim of former J.P. Morgan Securities LLC broker Steven Foote (CRD# 1158497)? Foote was registered with J.P. Morgan Securities LLC in New York, New York from 2015 to 2019. Foote has been the subject of one customer … Continue reading →

Can I recover losses from investments with Cetera Investment Services LLC broker Howard Hsieh (CRD# 4947882)? Hsieh has been registered with Cetera Investment Services LLC in Irvine, California since 2013. Hsieh has been the subject of three customer complaints between … Continue reading →

Erez Law is currently investigating Western International Securities, Inc. broker Lyndon Grey (CRD# 1789083) regarding unsuitable investments. Grey has been registered with Western International Securities, Inc. in Los Angeles, California since 2017. Previously, Grey was registered with Merrill Lynch, Pierce, … Continue reading →

There are options for clients of former Aegis Capital Corp. broker Scott Hananel (CRD# 3080827) who suffered investment losses. Hananel was registered with Aegis Capital Corp. in Melville, New York from 2010 to 2021. Hananel has been the subject of … Continue reading →

Erez Law is currently investigating former Suntrust Advisory Services, Inc. broker Luisa Gonzalez (CRD# 2765208) regarding unsuitable investment recommendations. Gonzalez has been registered with The Leaders Group, Inc. in Littleton, Colorado since 2020. Previously Gonzalez was registered with PNC Investments … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Sagepoint Financial, Inc. broker Andrew Melikidse (CRD# 2353534). Melikidse has been registered with Sagepoint Financial, Inc. in Studio City, California since 2005. Melikidse … Continue reading →

Erez Law is currently investigating former Wells Fargo Clearing Services, LLC broker Shawn Burke (CRD# 2615449) regarding common and preferred stocks losses. Burke has been registered with Morgan Stanley in Perrysburg, Ohio since 2020. Previously, Burke was registered with Wells … Continue reading →

Can I recover losses from investments with Ameriprise Financial Services, LLC broker Todd Bauman (CRD# 2631144)? Bauman has been registered with Ameriprise Financial Services, LLC in Deerfield, Illinois since 2009. Bauman has been the subject of four customer complaints between … Continue reading →

There are options for clients of former LPL Financial LLC brokers Kristine Hartland (CRD# 2101877) and Bob Hartland (CRD# 2253564). Kristine Hartland has been registered with Ameriprise Financial Services, LLC in Edina, Minnesota since 2016. Previously, Kristine Harland was registered … Continue reading →

There are options for customers of Triad Advisors LLC broker Darrin Cohen (CRD# 2488435) who suffered investment losses. Cohen has been registered with Triad Advisors LLC in Alpharetta, Georgia since 2014, with Red Triangle, LLC in Charleston, South Carolina since … Continue reading →