Author: Jeff Erez
There are options for clients of Voya Financial Advisors, Inc. broker David Wall (CRD# 1651874) who suffered investment losses. Wall has been registered with Voya Financial Advisors, Inc. in Simpsonville, South Carolina since 2013. Wall was previously terminated from Mony … Continue reading
Erez Law is currently investigating McNally Financial Services Corporation broker Daniel Poland (CRD# 1230652) regarding GPB Capital Holdings investment losses. GPB Capital Holdings is now alleged to be a $1.8 billion Ponzi scheme that was unsuitably recommended to more than … Continue reading
Did your MML Investors Services, LLC broker recommend you invest in CNL Lifestyle Properties? If your broker made unsuitable investment recommendations in private non-traded real estate investment trusts (REITs) and caused you to suffer investment losses, Erez Law can help. … Continue reading
In March 2021, Albany, New York-based Purshe Kaplan reached a $1.6 million settlement with 50 clients, without citing a cause, according to the company’s annual audited Focus report filed with the Securities and Exchange Commission (SEC). As part of the … Continue reading
There are options for clients of Royal Alliance Associates, Inc. broker Les Barber Jr. (CRD# 1256348) who suffered investment losses. Barber has been registered with Royal Alliance Associates, Inc. in South Jordan, Utah since 2013. Barber has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Stifel, Nicolaus & Company, Incorporated broker Robert Holland (CRD# 1962105). Holland has been registered with Stifel, Nicolaus & Company, Incorporated in Billings, Montana … Continue reading
Former Titus Rockefeller, LLC broker Andre LaBarbera (CRD# 2072370) faces multiple customer complaints for investment losses. LaBarbera was registered with Titus Rockefeller, LLC in Dix Hills, New York from 2013 to 2018. Titus Rockefeller, LLC was expelled by FINRA in … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Jeffrey Anderson (CRD# 2027908) regarding municipal debt investment losses. Anderson has been registered with Stifel, Nicolaus & Company, Incorporated in Johnson City, Tennessee since 2012. Anderson has been the … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jason Tarver (CRD# 2569913) regarding unsuitable investment recommendations. Tarver has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Frisco, Texas since 1996. Tarver has … Continue reading
There are options for customers of former SagePoint Financial, Inc. broker Daniel Dillard (CRD# 4289333). Dillard has been registered with Union Capital Company in Austin, Texas from April to July 2019. Previously, Dillard was registered with Sagepoint Financial, Inc. in … Continue reading