Author: Jeff Erez
Erez Law is currently investigating Western International Securities, Inc. broker Thomas Hartfield (CRD# 4664847), who is accused of investment losses. He has been registered with Western International Securities, Inc. in Granada Hills, California, from 2013 to 2019. Thomas Hartfield Customer … Continue reading
Were you the victim of barred Purshe Kaplan Sterling Investments broker William Weisbrod (CRD# 812664)? He was registered with Purshe Kaplan Sterling Investments in Fairfield, New Jersey, from 2009 to 2021. He was previously registered with Wachovia Securities, LLC in … Continue reading
Can you recover losses due to recommendations by former LPL Financial LLC broker Christopher Riggs (CRD# 4133082)? He has been registered with LPL Financial LLC in Petersburg, Virginia, from 2007 to 2023. Christopher Riggs Customer Complaints He has been the … Continue reading
Were you the victim of former Morgan Stanley broker Christian Webb (CRD# 5116707)? He has been registered with Truist Investment Services, Inc. in Atlanta, Georgia, since 2024. He was registered with Morgan Stanley in Peachtree City, Georgia, from 2009 to … Continue reading
Can I recover losses from investments with LPL Financial LLC broker Garth Lurvey (CRD# 4729301)? He has been registered with Private Client Services, LLC in Winter Park, Florida, since 2022, and Prime Capital Financial in Winter Park, Florida, since 2022. … Continue reading
Can you recover investment losses due to recommendations by LPL Financial LLC broker Bernell Baker (CRD# 5493956)? He has been registered with LPL Financial LLC in Mountain, Utah, since 2012. Bernell Baker Customer Complaints He has been the subject of … Continue reading
Morgan Stanley broker Tracy Bird (CRD# 4147085) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in New York, New York, since 2009. Tracy Bird Customer Complaints He has been the subject of one customer complaint, … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Rajesh Markan (CRD# 4553309) who suffered investment losses. He was registered with Hilltop Securities Inc. in Dallas, Texas, from 2022 to 2024, and Merrill Lynch, Pierce, … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gregory Whelan (CRD# 5247677). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Lauderdale, Florida, since 2013. Gregory Whelan Customer Complaints … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker Kelly Johnston (CRD# 5001042)? He has been registered with Fidelity Brokerage Services LLC in Covington, Kentucky, since 2008, and Fidelity Personal And Workplace Advisors in Covington, Kentucky, since 2019. Kelly … Continue reading