Author: Jeff Erez
Were you the victim of former First Standard Financial Company LLC broker John Dalby (CRD# 6108863)? Dalby has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 2017. Previously, Dalby was registered with First Standard Financial Company … Continue reading
Center Street Securities, Inc. broker Vincent Annable (CRD# 1033573) faces customer complaints related to alternative investment losses. He has been registered with Coastal Equities, Inc. and Coastal Investment Advisors in Scottsdale, Arizona, since 2021 and with Wealth Strategies Advisory Group … Continue reading
Were you the victim of Arkadios Capital broker Stephen Ferencik (CRD# 3126037)? Ferencik has been registered with Arkadios Capital in Atlanta, Georgia since 2017. After that time, Ferencik was registered with Triad Advisors, Inc. in Atlanta, Georgia from 2011 to … Continue reading
Were you the victim of former Presidential Brokerage, Inc. broker Robert Stanlick (CRD# 2411358)? Stanlick has been registered with Geneos Wealth Management, Inc. in Colorado Springs, Colorado since 2017. Previously, Stanlick was registered with Presidential Brokerage, Inc. in Colorado Springs, … Continue reading
There are options for clients of Advisory Group Equity Services Ltd. broker W. Warren Gerety (CRD# 2662678) who suffered investment losses. Gerety has been registered with Advisory Group Equity Services Ltd. in Rye, New Hampshire since 2010. Gerety has been … Continue reading
There are options for customers of Concorde Investment Services, LLC broker Mark Huber (CRD# 5976354) who suffered investment losses. Huber has been registered with Concorde Investment Services, LLC in Racine, Wisconsin since 2012. Huber has been the subject of two … Continue reading
Erez Law is currently investigating Great Point Capital LLC broker Scott Kemps (CRD# 1849069), who is accused of recommending unsuitable GPB Capital Holdings investments. Kemps has been registered with Great Point Capital LLC in Melbourne, Florida since 2014 and withBlueskye … Continue reading
Were you the victim of former Edward Jones broker Anthony Hall (CRD# 5546165)? Hall has been registered with Edward Jones in Dayton, Texas from 2008 to 2019, when he was terminated regarding, “Discharged after concerns that registered representative attempted to … Continue reading
Erez Law is currently investigating former AXA Advisors, LLC broker Jenna Kang (CRD# 6334679) regarding mutual fund losses. Kang was registered with AXA Advisors, LLC in Los Angeles, California from 2016 to 2020, when she was terminated regarding, “During a … Continue reading
Erez Law is currently investigating Morgan Stanley broker William Dumchus (CRD# 1098533) regarding unsuitable investment recommendations. Dumchus has been registered with Morgan Stanley in Short HIlls, New Jersey since 2014. Dumchus has been the subject of two customer complaints in … Continue reading