Author: Jeff Erez
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. The Erez Law clients allege that Brian Donaldson (CRD #2503258) and Frank Baldwin (CRD #1415901) recommended they invest in the YES … Continue reading
Former Hornor, Townsend & Kent, LLC broker Ryan Fleming (CRD# 4378425) faces multiple customer complaints.. Fleming has been registered with Royal Alliance Associates, Inc. in Bellevue, Washington since October 2020. Previously, Fleming was registered with Advisory Resource Group, LLC in … Continue reading
Did you lose money investing with former LPL Financial LLC broker Elias Hakimian (CRD# 4404048)? Hakimian was registered with LPL Financial LLC in Seal Beach, California from 2005 to 2019, when he was terminated regarding, “Customer alleges that representative engaged … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Voya Financial Advisors, Inc. broker Danny Young (CRD# 4115155). Young has been registered with Cetera Advisor Networks LLC in Lake City, Florida … Continue reading
There are options for customers of former Worden Capital Management LLC broker Christ Baltas (CRD# 2570499) who suffered investment losses. Baltas was registered with Worden Capital Management LLC in Melville, New York from 2015 to 2020. Previously, Baltas was registered … Continue reading
Erez Law is currently investigating former Triad Advisors LLC broker Jamie Cooke (CRD# 1969380) regarding real estate securities losses. Cooke has been registered with Voya Financial Advisors, Inc. in Carson City, Nevada from 2018 to 2020. Previously, Cooke was registered … Continue reading
In September 2021, Ernesto Heraclito Weisson Pazmino of Miami, Florida, Roberto Gustavo Cortes Ripalda of Madrid, Spain, and Fernando Haberer Bergson of Buenos Aires, Argentina were criminally indicted and charged with conspiring to defraud investors and financial institutions. Pazmino was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Ameriprise Financial Services, LLC broker Stephen Carrione (CRD# 1603335). Carrione has been registered with Cadaret, Grant & Co., Inc. in Bloomfield, New … Continue reading
Can I recover losses from investments with former Wells Fargo Clearing Services, LLC broker Adam Summers (CRD# 5587343)? Summers was registered with Lasalle St Securities, L.L.C. in Frankfort, Illinois from January to June 2021. Summers was registered with Stifel, Nicolaus … Continue reading
Erez Law is currently investigating former SunTrust Investment Services broker Luisa Gonzales (CRD# 2765208), who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients … Continue reading