Author: Jeff Erez

Erez Law is currently investigating UBS Financial Services Inc. broker Andrew Burish (CRD# 1111163) regarding losses related to investments in Tesla, Inc. Burish has been registered with UBS Financial Services Inc. in Madison, Wisconsin since 1984. Burish oversees The Burish … Continue reading →

Erez Law is currently investigating Ankoh Investment Services, Inc. broker Yoko Farias (CRD# 3180126) regarding unsuitable investments in Northstar Financial Services (Bermuda) Ltd. Farias has been registered with Ankoh Investment Services, Inc. in Honolulu, Hawaii since 2001. The Bermuda-based annuity … Continue reading →

Did you lose money investing with former FSC Securities Corporation broker Scott Ferguson (CRD# 4668142)? Ferguson has been registered with Cambridge Investment Research, Inc. in Brunswick, Maryland since October 2019. Previously, Ferguson was registered with FSC Securities Corporation in Silver … Continue reading →

There are options for clients of Ausdal Financial Partners, Inc. broker Kurt Baldry (CRD# 1568930) who suffered investment losses. Baldry has been registered with Ausdal Financial Partners, Inc. in Ostego, Minnesota since 2011. Baldry has been the subject of two … Continue reading →

Erez Law is currently investigating former Primex broker Wilfredo Felix Jr. (CRD# 2693672) regarding unsuitable investment recommendations. Felix was registered with Primex in New York, New York from 2001 to 2020. In December 2020, “Felix was named a respondent in … Continue reading →

Were you the victim of Ocean Financial Services, LLC broker Maria Calcena (CRD# 6348974) who is alleged to recommend her clients invest in Northstar Financial Services (Bermuda) Ltd.? Calcena has been registered with Infinex Investments, Inc. in Palm Beach, Florida … Continue reading →

Were you the victim of Avantax Investment Services, Inc. broker Brian Stephens (CRD# 2777382)? Stephens has been registered with Avantax Investment Services, Inc. in Baytown, Texas since 1996. Stephens has been the subject of one customer complaint, according to his … Continue reading →

Were you the victim of former Laidlaw & Company (Uk) Ltd. broker Robert Yasnis (CRD# 2399141)? Yasnis has been registered with Worden Capital Management LLC in New York, New York since 2017. Previously, Yasnis was registered with Laidlaw & Company … Continue reading →

There are options for clients who lost money investing with MML Investors Services, LLC broker Harrison Nathan (CRD# 3275199). Nathan has been registered with MML Investors Services, LLC in Atlanta, Georgia since 2010. Nathan has been the subject of one … Continue reading →

Erez Law is currently investigating LPL Financial LLC broker Mitchell Griffin (CRD# 3129686) regarding variable annuity investment losses. Griffin has been registered with LPL Financial LLC in Columbus, Mississippi since 2017. Previously, Griffin was registered with Axa Advisors, LLC in … Continue reading →