Author: Jeff Erez
Erez Law is currently investigating Unionbanc Investment Services, LLC broker Asako Thompson (CRD# 4828996) who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Dai Securities, LLC broker Jack Michaletz (CRD# 5773608). Michaletz has been registered with Dai Securities, LLC in Mankato, Minnesota since 2012. Previously, Michaletz … Continue reading
Former American Portfolios Financial Services, Inc. broker Robert Halldin (CRD# 1458098) faces multiple customer complaints for investment losses. Halldin was registered with American Portfolios Financial Services, Inc. in Newington, Connecticut from 2012 to 2017. In December 2020, FINRA barred Halldin … Continue reading
Erez Law is currently investigating Bruderman Brothers LLC broker Andrew LeBlanc (CRD# 2607117) who was suspended by FINRA for participating in private securities transactions. LeBlanc has been registered with Bruderman Brothers LLC in Saddle Brook, New Jersey since 2017. Previously, … Continue reading
Erez Law is currently investigating former Torch Securities, LLC broker Jeremy Johnson (CRD# 7074043) regarding his participation in the offering of a penny stock. Johnson was registered with Torch Securities, LLC in Murrieta, California from May 2019 to April 2020. … Continue reading
Did you lose money investing with former MML Investors Services, LLC broker Adam Belardino (CRD# 5221927)? He was registered with MML Investors Services, LLC in Elmsford, New York from 2017 to 2019, when he was terminated regarding, “Registered Representative terminated … Continue reading
There are options for clients of Truist Investment Services, Inc. broker Stephen Berrocal (CRD# 3071400) who suffered investment losses due to investments in Northstar GIC. Berrocal has been registered with Truist Investment Services, Inc. in Coral Gables, Florida since 2013. … Continue reading
Did you lose money investing with Huntleigh Securities Corporation broker Scott Wolfrum (CRD# 2187550)? Wolfrum has been registered with Huntleigh Securities Corporation in Indianapolis, Indiana from 2018 to 2019. Previously, Wolfrum was registered with David A. Noyes & Company in … Continue reading
Were you the victim of former Morgan Stanley broker Henry Chang (CRD# 4049732)? Chang was registered with Morgan Stanley in Pasadena, California from 2015 to 2021. Chang has been the subject of four customer complaints between 2008 and 2021, one … Continue reading
There are options for clients of former Summit Brokerage Services, Inc. broker Kirk Knollman (CRD# 2089445) who suffered investment losses. Knollman was registered with Cetera Advisor Networks LLC in Loveland, Ohio from 2019 to 2021, when he was terminated regarding, … Continue reading