Author: Jeff Erez
There are options for customers of Triad Advisors LLC broker Darrin Cohen (CRD# 2488435) who suffered investment losses. Cohen has been registered with Triad Advisors LLC in Alpharetta, Georgia since 2014, with Red Triangle, LLC in Charleston, South Carolina since … Continue reading
Were you the victim of Raymond James & Associates, Inc. broker Edward Fernberger Jr. (CRD# 206743)? Fernberger has been registered with Raymond James & Associates, Inc. in Doylestown, Pennsylvania since 2016. Fernberger has been the subject of one customer complaint, … Continue reading
Were you the victim of former PHX Financial, Inc. broker Solomon Krispeal (CRD# 2735776)? Krispeal has been registered with PHX Financial, Inc. in Hauppauge, New York from 2016 to 2019 and previously with Legend Securities, Inc. in Jerricho, New York … Continue reading
There are options for clients of former Folger Nolan Fleming Douglas broker Marc Lippman (CRD# 1575995) who suffered investment losses. Lippman has been registered with Folger Nolan Fleming Douglas Incorporated in Washington, D.C. from 2009 to 2021, when he was … Continue reading
Were you the victim of former Laidlaw & Company (Uk) Ltd. broker Rikin Jobanputra (CRD# 5763695)? Jobanputra has been registered with Joseph Gunnar & Co. LLC in New York, New York since 2017. Previously, Jobanputra was registered with Laidlaw & … Continue reading
There are options for customers of UBS Financial Services Inc. broker Nick Polydoros (CRD# 1109056) who suffered investment losses. Polydoros has been registered with UBS Financial Services Inc. in Scottsdale, Arizona since 2011. Polydoros has been the subject of two … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Brendan Behan (CRD# 5681974) regarding unsuitable investment recommendations. Behan has been registered with Aegis Capital Corp. in Melville, New York since 2012. Behan has been the subject of two customer complaints … Continue reading
Erez Law is currently investigating Geneos Wealth Management, Inc. broker Richard Braverman (CRD# 1023227) regarding unsuitable investment recommendations. Braverman has been registered with Geneos Wealth Management, Inc. in Lancaster, Pennsylvania since 2008. Braverman has been the subject of two customer … Continue reading
Were you the victim of Barrett & Company broker Wilson Saville (CRD# 1406756)? Saville has been registered with Barrett & Company in Providence, Rhode Island since 1986. In 1998, the National Association of Securities Dealers, Inc. censured and sanctioned Saville … Continue reading
Erez Law is currently investigating New York broker Joseph Todaro (CRD# 5708585) who received multiple customer complaints. Todaro has been registered with SW Financial in Melville, New York since 2020. Previously, Todaro was registered with Worden Capital Management LLC in … Continue reading