Author: Jeff Erez
Erez Law is investigating David Lerner Associates brokers across the country who recommended their clients invest in Spirit of America Fund. It is alleged that David Lerner Associates brokers recommended their clients invest in mutual funds that invested almost entirely … Continue reading
Erez Law is currently investigating former National Securities Corporation and First Standard Financial Company LLC broker Jeffrey Broten (CRD# 1006678) regarding suitability concerns. Broten has been registered with Newbridge Securities Corporation in Morristown, New Jersey from August to December 2019 … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ausdal Financial Partners, Inc. broker Randy Birkinbine (CRD# 2008599). Birkinbine has been registered with Ausdal Financial Partners, Inc. in North Oaks, Minnesota since … Continue reading
Erez Law is currently investigating Coastal Equities, Inc. broker Lorraine Gallette (CRD# 6192487) regarding unsuitable investment recommendations. She has been registered with Coastal Equities, Inc. in El Dorado Springs, Missouri, since 2013. Lorraine Gallette Investment Loss Options She has been … Continue reading
There are options for clients of FSC Securities Corporation broker Frank Briseno III (CRD# 1177246) who suffered investment losses. Briseno has been registered with FSC Securities Corporation in Metairie, Louisiana since 2004. Briseno has been the subject of three customer … Continue reading
Were you the victim of Western International Securities, Inc. broker David Bibo (CRD# 2602436)? Bibo has been registered with Western International Securities, Inc. in San Jose, California since 1997. Bibo has been the subject of four customer complaints between 2019 … Continue reading
Were you the victim of Western International Securities, Inc. broker Thomas Swan (CRD# 1698430)? Swan has been registered with Western International Securities, Inc. in Ventura, California since 2008. Swan has been the subject of two customer complaints between 2002 and … Continue reading
Were you the victim of First Allied Securities, Inc. broker Kyle Franklin (CRD# 1255175)? Franklin has been registered with Hilltop Securities Inc. in Roseville, California from 2017 to 2019 and previously with First Allied Securities, Inc. in Cameron Park, California … Continue reading
Did you lose money investing with Stifel, Nicolaus & Company, Incorporated broker Randall Minas (CRD# 821449)? Minas has been registered with Stifel, Nicolaus & Company, Incorporated in Crown Point, Indiana since 2017. Minas has been the subject of six customer … Continue reading
Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Kevin Schaefer (CRD# 1286030) accused of unsuitable investment recommendations. Schaefer has been registered with Wells Fargo Clearing Services, LLC in San Francisco, California since 2019. Previously, Shaefer was registered with Merrill … Continue reading