Author: Jeff Erez
Erez Law is currently investigating Morgan Stanley broker William Dumchus (CRD# 1098533) regarding unsuitable investment recommendations. Dumchus has been registered with Morgan Stanley in Short HIlls, New Jersey since 2014. Dumchus has been the subject of two customer complaints in … Continue reading
Former Voya Financial Advisors, Inc. broker Samuel Head (CRD# 2456312) faces customer complaints regarding suitability. Head has been registered with Ameriprise Financial Services, LLC in Seneca, Columbia, and Myrtle Beach, South Carolina since June 2020. Previously, Head was registered with … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ralph Byer (CRD# 1038411)? Byer has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Plantation, Florida since 1982. Byer has been the subject of … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker Anthony Mesquit (CRD# 5210309)? Mesquit has been registered with Fidelity Brokerage Services LLC in Jacksonville, Florida since 2007. Mesquit has been the subject of two customer complaints between 2018 and … Continue reading
There are options for clients of Aegis Capital Corp. broker Todd Ellentuck (CRD# 1321452) who suffered investment losses. Ellentuck has been registered with Aegis Capital Corp. in Morristown, New Jersey from 2016 to 2018. Previously, Ellentuck was registered with UBS … Continue reading
Erez Law is currently investigating former Landolt Securities, Inc. broker Anthony Cottone (CRD# 4394861) regarding private placement investment losses. Anthony Cottone was registered with Landolt Securities, Inc. in Boca Raton, Florida from 2016 to 2017. Previously, he was registered with … Continue reading
Did you lose money investing with Kalos Capital, Inc. broker David Mirolli (CRD# 5116067), who is alleged to recommend syndicated conservation easements? Mirolli has been registered with Kalos Capital, Inc. in Suwanee, Georgia since 2015 and with Catalyst Wealth Management … Continue reading
Were you the victim of former J.P. Turner broker Dan Vismor (CRD# 5321492)? Vismor has been registered with David Lerner Associates, Inc. in Boca Raton, Florida since 2017. Previously, Vismor was registered with Newbridge Securities Corporation in Boca Raton, Florida … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Raquel Pacheo (CRD# 3117770) regarding unsuitable investment recommendations. Pacheo has been registered with Wells Fargo Clearing Services, LLC in Westlake, Ohio since 2018. Previously, Pacheo was … Continue reading
There are options for clients who suffered investment losses due to recommendations by LPL Financial LLC broker Brian Gaffney (CRD# 1633401). Gaffney has been registered with LPL Financial LLC in Chester, New Jersey since 2000. Gaffney has been the subject … Continue reading