Author: Jeff Erez
There are options for clients of former Summit Brokerage Services, Inc. broker Kirk Knollman (CRD# 2089445) who suffered investment losses. Knollman was registered with Cetera Advisor Networks LLC in Loveland, Ohio from 2019 to 2021, when he was terminated regarding, … Continue reading
Erez Law is currently investigating Hancock Whitney Investment Services broker Robin Platt (CRD# 2584058), who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients … Continue reading
Were you the victim of former McDermott Investment Services, LLC broker Gregory Hill (CRD# 850818)? Hill has been registered with Emerson Equity LLC in San Mateo, California since 2019. Previously, Hill was registered with Colorado Financial Service Corporation in Centennial, … Continue reading
Were you the victim of Benjamin F. Edwards & Company, Inc. broker Samuel Annitto (CRD# 822704)? Annitto has been registered with Benjamin F. Edwards & Company, Inc. in Red Bank, New Jersey since 2014. Annitto has been the subject of … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Mark Barrand (CRD# 4586528) regarding customer investment losses due to unsuitable investment recommendations. He was registered with Ameriprise Financial Services, LLC in Denver, Colorado from 2016 to 2021. Previously, Barrand … Continue reading
Were you the victim of Ameriprise Financial Services, LLC broker Rudy Molnar (CRD# 3211892)? Molnar has been registered with Ameriprise Financial Services, LLC in Treasure Island, Florida since 2009. In the past, Molnar was sanctioned by the Commonwealth of Virginia … Continue reading
Did your broker or investment advisor recommend you invest in a special purpose acquisition company (SPACs)? Erez Law is investigating brokers and investment advisors across the country who recommended their clients invest in SPACs. It is alleged that brokers become … Continue reading
Were you the victim of Edward Jones broker James Bowdish (CRD# 3123554)? Bowdish has been registered with Edward Jones in Raleigh, North Carolina since 1998. Bowdish has been the subject of two customer complaints between 2008 and 2020, one of … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Daniel Mittag (CRD# 822636). Mittag has been registered with Oppenheimer & Co. Inc. in Denver, Colorado since 2011. … Continue reading
There are options for clients of former Ameriprise Financial Services, Inc. broker Michael Dellaporta Jr. (CRD# 500214) who suffered investment losses. Dellaporta was registered with B.B. Graham & Company, Inc. in Fort Lauderdale, Florida from 2018 to 2019 and with … Continue reading