Author: Jeff Erez
There are options for clients who suffered investment losses due to recommendations by Concorde Investment Services, LLC broker Barry Lemay (CRD# 306332). Lemay has been registered with Concorde Investment Services, LLC in San Jose, California since 2012. Lemay has been … Continue reading
Did you lose money investing with former Oppenheimer & Co. Inc. broker Michael Sandberg (CRD# 1949867)? Sandberg has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida since November 2019. Previously, Sandberg was registered with Oppenheimer & Co. … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. brokers who recommended their clients invest in unsuitable oil, gas, and energy investments, which suffered significant declines when the market crashed due to the COVID-19 pandemic (the winter and spring of … Continue reading
Erez Law is investigating NYLIFE Securities LLC and its former broker Felix Chu (CRD# 2427593) who allegedly solicited his client to invest in an unapproved illicit promissory note scheme. Erez Law Files Claim on Behalf of Married Couple In September … Continue reading
Erez Law is currently investigating former ProEquities, Inc. broker David Phillips (CRD# 3094195) regarding Future Income Playments, Inc. losses. Phillips has been registered with Moloney Securities Co., Inc. in Gilbert, Arizona from 2017 to 2018, when he was terminated regarding, … Continue reading
Were you the victim of Transamerica Financial Advisors, Inc. broker Feng Luo (CRD# 5508192)? Luo has been registered with Transamerica Financial Advisors, Inc. in Rancho Cucamonga, California since 2012. Luo has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating former Woodbury Financial Services, Inc. broker Lisa Brumm (CRD# 2834764) regarding variable annuity investment losses. Brumm has been registered with Woodbury Financial Services, Inc. in Portland, Oregon from 2017 to 2020. Previously, Brumm was registered … Continue reading
Did you lose money investing in CNL Healthcare Properties? Erez Law is investigating brokers across the country who recommended their clients invest in CNL Healthcare Properties, a non-traded real estate investment trust (REIT) that seeks to provide income and growth … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker William Burks (CRD# 2944992) regarding real estate investment losses. Burks has been registered with Centaurus Financial, Inc. in Flower Mound, Texas since 2000. Burks has been the subject of eight customer … Continue reading
Erez Law is currently investigating former David Lerner Associates, Inc. broker Charles Bonilla (CRD# 2572107), who was recently suspended by FINRA. It is alleged that Bonilla recommended illiquid investments tied to the high-risk energy sector to customers of David Lerner … Continue reading