Author: Jeff Erez
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Phillip Smelser (CRD# 2338831) regarding unsuitable investment recommendations. Smelser has been registered with Cambridge Investment Research, Inc. in Woodfin, North Carolina since 2008. Smelser has been the subject of two … Continue reading
There are options for clients of former Prospera Financial Services, Inc. broker Andrew Pravlik (CRD# 2360456) who suffered investment losses. Pravlik has been registered with Coastal Equities, Inc. in Pittsburgh, Pennsylvania since 2017. Previously, Pravlik was registered with Prospera Financial … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Moloney Securities Co., Inc. broker Edward Balmes (CRD# 2110152). Balmes has been registered with Moloney Securities Co., Inc. in Chesterfield, Missouri since 2008. … Continue reading
Were you the victim of Wells Fargo Advisors Financial Network, LLC broker Jeffrey Burton (CRD# 2366552)?. Burton has been registered with Wells Fargo Advisors Financial Network, LLC in Charleston, South Carolina 2016. Burton has been the subject of six customer … Continue reading
Were you the victim of Network 1 Financial Securities Inc. broker Patrick Teutonico (CRD# 2875434)? Teutonico has been registered with Network 1 Financial Securities Inc. in Seaford, New York since 2012. In March 2015, FINRA fined Teutonico $5,000 and suspended … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wedbush Securities Inc. broker David Hirons (CRD# 2424566). Hirons has been registered with Wedbush Securities Inc. in San Diego, California since 2018. Previously, … Continue reading
There are options for customers of Lek Securities Corporation broker Jay Weiniger (CRD# 2368788) who suffered investment losses. Weiniger has been registered with Lek Securities Corporation in New York, New York since 2016. Weiniger has been the subject of one … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in Franklin Square (Franklin Square KKR Capital Corp. II). It is alleged that brokers at brokerage firms across the country unsuitably recommended their clients invest in … Continue reading
Money Management Advisory Inc. broker Jeffrey Dillman (CRD# 2515858) is accused of unsuitable investment recommendations. Dillman has been registered with Trustmont Financial Group, Inc. in Feasterville, Pennsylvania since 2018 and with Money Management Advisory Inc. in Feasterville, Pennsylvania since 2009. … Continue reading
Erez Law is currently investigating Triad Advisors LLC broker Lee Duckworth (CRD# 2097591), who is alleged to recommend unsuitable GPB Capital Holdings investments. Duckworth has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012 and with … Continue reading