Author: Jeff Erez
Erez Law is currently investigating Morgan Stanley broker Maury Lomax (CRD# 4389255) regarding stock losses. He has been registered with Morgan Stanley in Mobile, Alabama, since 2009. Maury Lomax Customer Complaints He has been the subject of two customer complaints … Continue reading
Cape Securities Inc. broker Danny Strain (CRD# 437903) is accused of misrepresentation. He has been registered with Cape Securities Inc. in Columbus, Georgia, since 2008. Danny Strain Customer Complaints He has been the subject of three customer complaints between 2022 … Continue reading
Former David Lerner Associates, Inc. broker Craig Nomberg (CRD# 4293515) is accused of mutual fund losses. He has been registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida, since 2019. He was registered with David Lerner Associates, Inc. … Continue reading
Were you the victim of Securities America, Inc. broker Alan Hofstein (CRD# 4417550)? He has been registered with Securities America, Inc. in Colorado Springs, Colorado, from 2009 to 2020. Alan Hofstein Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ronald Kummerer Jr. (CRD# 4344687), who is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Exton, Pennsylvania, … Continue reading
Can I recover losses due to recommendations by former Newbridge Securities Corporation broker Joseph Smith Jr. (CRD# 428137)? He was registered with Kingswood Capital Partners, LLC in San Diego, California, from 2023 to 2024, Newbridge Securities Corporation in Boca Raton, … Continue reading
Can I recover losses due to recommendations by former The Lincoln National Life Insurance Company broker John Bussa (CRD# 4418922)? He has been registered with Osaic Fa, Inc. in Southfield, Michigan, since 2001. He was registered with The Lincoln National … Continue reading
There are options for clients of former Lincoln Financial Securities Corporation broker Troy Perkins (CRD# 4337530), who is accused of energy sector losses. He has been registered with Concourse Financial Group Securities, Inc. in The Woodlands, Texas, since 2017. He … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Michelle Stebbins (CRD# 4156378) regarding stock losses. She has been registered with Stifel, Nicolaus & Company, Incorporated in Southfield, Michigan, since 2018. She was registered with Wells Fargo Clearing … Continue reading
There are options for clients of former Cetera Investment Advisers LLC broker Pamela Calhoun (CRD# 4216320), who is accused of structured product losses. She has been registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island, since 2021. She was … Continue reading