Author: Jeff Erez
Barred Former J.P. Morgan Securities LLC vice chairman and broker Edward Turley (CRD# 1872294) faces more than $62 million in customer complaints for unsuitable investment recommendations concentrated in master limited partnerships (MLPs), junk bonds, foreign currencies, and preferred stocks. He … Continue reading
There are options for clients of former Janney Montgomery Scott LLC broker Charles Euler Jr. (CRD# 202696) who suffered investment losses. Euler was registered with Janney Montgomery Scott LLC in Radnor, Pennsylvania from 1984 to 2018. In April 2020, FINRA … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker William Mason (CRD# 1863783) who suffered investment losses. Mason has been registered with Stifel, Nicolaus & Company, Incorporated in New Orleans, Louisiana since 2015. Mason has been the … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Mark Cline (CRD# 3206962) regarding the suitability of private placement investment recommendations. He was registered with National Securities Corporation in Wildwood, Florida from 2014 to January 2022. Mark Cline Customer … Continue reading
Were you the victim of Peachcap broker Aaron Brodt (CRD# 5017914)? Brodt has been registered with Peachcap in Scottsdale, Arizona since July 2016. Previously, he was registered with Accelerated Capital Group in Scottsdale, Arizona from 2012 to 2016. Brodt has … Continue reading
Were you the victim of former Triad Advisors, Inc. broker Mark Reffett (CRD# 5894110) who is accused of unsuitable investment recommendations? He has been registered with Arkadios Capital in Atlanta, Georgia since 2017 and with EPG Wealth Management LLC in … Continue reading
There are options for clients of former David A. Noyes & Company broker Stuart Pearl (CRD# 1500833) who suffered investment losses. Pearl was registered with David A. Noyes & Company in Indianapolis, Indiana from 2015 to 2019 when he was … Continue reading
Erez Law is currently investigating National Securities Corp. broker Troy Goldberg (CRD# 2342989) regarding unsuitable recommendations with regard to a private placement. Goldberg has been registered with National Securities Corp. in Boca Raton, Florida since 2007 and National Asset Management, … Continue reading
Erez Law is currently investigating former Kestra Investment Services, LLC broker Donald Padilla (CRD# 3053711) regarding variable annuities investment losses. Padilla was registered with National Securities Corporation in Alhambra, California from April to September 2018. Previously, he was registered with … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker Gregory Collier Sr. (CRD# 1408843) regarding unauthorized trading. Collier has been registered with Raymond James Financial Services, Inc. in Mt. Dora, Florida since 2005. Gregory Collier Sr. Accused of … Continue reading