Author: Jeff Erez
Erez Law is currently investigating former Ameriprise Financial Services, Inc. broker Ted Cadwallader (CRD# 3256070) regarding unsuitable investment recommendations in Adiabatic Solutions, LLC. Cadwallader has been registered with Ameriprise Financial Services, Inc. in Getzville, New York from 1999 to 2014, … Continue reading
Were you the victim of former Principal Securities, Inc. broker John Krohn (CRD# 2722975)? Krohn has been registered with Principal Securities, Inc. in West Des Moines, Iowa from 1996 to 2017. Krohn is accused of selling away, which is the … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Juan Guillermo Herrans Barreras (Juan Barreras) (CRD# 1742910) regarding unsuitable investment recommendations. Barreras has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Guaynabo, Puerto … Continue reading
Erez Law is currently investigating former NYLife Securities LLC broker Kari Bracy (CRD# 5656186) regarding Future Income Payments, LLC investment losses. Bracy was registered with NYLife Securities LLC in Jacksonville Beach, Florida from 2009 to 2019. In January 2020, Bracy … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with National Securities Corporation broker William Braun (CRD# 1271500). Braun has been registered with National Securities Corporation in Boca Raton, Florida since 2007. In … Continue reading
Were you the victim of former Cadaret, Grant & Co., Inc. broker Gerald Dewes (CRD# 2465538) who is accused of unsuitable investment recommendations? He has been registered with Cadaret, Grant & Co., Inc. in East Amherst, New York from 2014 … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Debra Lambert (CRD# 2238553) regarding municipal bond losses. Lambert was registered with Raymond James & Associates, Inc. in The Villages, Florida from 2014 to 2017. Previously, … Continue reading
Erez Law is currently investigating Concorde Investment Services, LLC broker Daniel Raupp (CRD# 4079107) regarding unsuitable investment recommendations. Raupp has been registered with Concorde Investment Services, LLC in Port Jefferson, New York since 2015. Prior to that, Raupp was registered … Continue reading
Were you the victim of former Lincoln Financial Advisors Corporation broker George Schmidt Jr. (CRD# 1082936)? Schmidt has been registered with Lincoln Financial Advisors Corporation in Melville, New York from 2012 to 2019, when he was terminated regarding, “Registered Representative … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Raymond James & Associates, Inc. broker Maria Hendershott (CRD# 818681). Hendershott has been registered with Raymond James & Associates, Inc. in Houston, Texas … Continue reading