Author: Jeff Erez
Erez Law is currently investigating former Crown Capital Securities, L.P. broker Dennis Haywood (CRD# 5850275) regarding unsuitable recommendations regarding non-traded REITs, non-traded BDCs and variable annuities. He was registered with Crown Capital Securities, L.P. in Land O’ Lakes, Florida from … Continue reading
Erez Law is currently investigating Morgan Stanley broker Ralph Jackson III (CRD# 1569213) regarding unsuitable investment recommendations. Jackson has been registered with Morgan Stanley and Los Angeles, California since 2009. Jackson has been the subject of five customer complaints between … Continue reading
Were you the victim of former Wells Fargo broker Florindo Volpacchio (CRD# 2615828)? Volpacchio has been registered with Oppenheimer & Co. Inc. in New York, New York since May 2018. Previously, Volpacchio was registered with Wells Fargo Clearing Services, LLC … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker Atul Makharia (CRD# 5070762) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Lexington, South Carolina, since 2015. In February 2023, the United States Securities and Exchange … Continue reading
There are options for clients of Raymond James Financial Services, Inc. broker Richard Kelton (CRD# 2473749) who suffered investment losses. Kelton has been registered with Raymond James Financial Services, Inc. in Latham, New York since September 2019. Previously, Kelton was … Continue reading
Were you the victim of former Janney Montgomery Scott LLC broker Gregory Dudzik (CRD# 1133671)? Dudzik has been registered with RBC Capital Markets, LLC in Providence, Rhode Island and Palm Beach Gardens, Florida since October 2020. Dudzik was previously registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sandlapper Securities, LLC broker Kevin Nevin (CRD# 2460059). Nevin has been registered with Dempsey Lord Smith, LLC in Edina, Minnesota since May … Continue reading
Erez Law is currently investigating former Integrated Advisors Network LLC, Oppenheimer, and Merrill Lynch broker Dennis Ayre (CRD# 5365176) regarding investment management service related investment losses and unsuitable investment recommendations. He has been registered with Hilltop Securities Inc. in Beverly … Continue reading
Did you lose money investing with Raymond James & Associates, Inc. broker Robert Radli Jr. (CRD# 1076710)? Radli has been registered with Raymond James & Associates, Inc. in Palm Beach Gardens, Florida since 2011. Radli has been the subject of … Continue reading
There are options for customers who suffered investment losses due to unsuitable investment recommendations by former Center Street Securities, Inc. broker Seth Stewart (CRD# 5467292). He was registered with Center Street Securities, Inc. in Jeffersonville, Indiana from 2012 to November … Continue reading