Author: Jeff Erez
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Geneos Wealth Management, Inc. broker Randolph Eddlemon III (CRD# 2285234). Eddlemon has been registered with Geneos Wealth Management, Inc. in Scottsdale, Arizona … Continue reading
According to public records, a former client of SagePoint Financial filed a $100,000 FINRA arbitration against SagePoint Financial for losses due to investments in GPB Capital Holdings. The elderly investor invested in and concentrated her investment portfolio at the advice … Continue reading
Were you the victim of New York state broker Albert Foronda (CRD# 5737620)? Foronda has been registered with Spartan Capital Securities, LLC in New York, New York since 2017. Previously, Foronda was registered with Worden Capital Management LLC in New … Continue reading
Erez Law recently filed a FINRA arbitration against Merrill Lynch for Harvest Collateral Yield Enhancement Strategy (CYES) losses. Their customer alleges that Gordon Harper (CRD #5460504), who has been a registered representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated … Continue reading
Did you suffer investment losses due to recommendations by former Madison Avenue Securities, LLC broker Noel Vincent (CRD# 1370987)? Vincent was registered with Ele Wealth Advisors, Inc. in Southfield, Michigan from June to August 2018. Vincent was previously registered with … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Dain Stokes (CRD# 2960801) regarding investment fraud. Stokes was registered with LPL Financial LLC in Bedford, New Hampshire from 2009 to 2019, when he was terminated regarding, “Termination in connection with … Continue reading
Erez Law is currently investigating former Wells Fargo Clearing Services broker Elizabeth Guarino (CRD# 1264531) regarding unsuitable investment recommendations. Guarino has been registered with Wells Fargo Clearing Services, LLC in Woodbury, New York from 2008 to 2017. In November 2019, … Continue reading
In September 2019, a former client of Network 1 Financial Securities Inc. won an award in a FINRA arbitration for compensatory damages for $169,354 plus 7% interest per annum, $79,440 in attorney’s fees, $25,000 in expert witness fees, $2,650 in … Continue reading
In November 2019, a former client of LPL Financial LLC won an award in a FINRA arbitration for compensatory damages for $864,839.70, $340,000 in attorneys’ fees, and $350,000 in damages for losses sustained from non-traded REITs losses. The investors were … Continue reading
Erez Law is currently investigating Paulson Investment Company LLC financial advisor Michael Nixon (CRD# 2169631) regarding investment losses. Nixon has been registered with Paulson Investment Company LLC in Tampa, Florida since 2015. In September 2019, Nixon was sanctioned to a … Continue reading