Author: Jeff Erez
Did you lose money investing with New York state broker Richard Coleman (CRD# 2720422)? Coleman was registered with multiple broker-dealers during the past decade, including: SW Financial in Melville, New York (05/07/2018 – 03/14/2019) Richard James & Associates, Inc. in … Continue reading
Erez Law is currently investigating former Securities America, Inc. broker Bobby Coburn (CRD# 1464789) regarding unsuitable investment recommendations. Coburn was registered with Securities America, Inc. in Fort Meade, Florida from 2009 to 2019, when he was terminated regarding, “RR was … Continue reading
Did you lose money investing with former Wells Fargo Clearing Services, LLC broker Joseph Andreoli, Jr. (CRD# 1718688)? Andreoli has been registered with Raymond James & Associates, Inc. in Hackensack, New Jersey since 2019. Previously, Andreoli was registered with Wells … Continue reading
There are options for customers of First Allied Securities, Inc. broker Robert Weissbein (CRD# 1089065) who suffered investment losses. Weissbein has been registered with First Allied Securities, Inc. in Davie, Florida since 2014. Weissbein has been in the industry since … Continue reading
Former Next Financial Group, Inc. broker Anthony Hobson (CRD# 4212302) faces one pending customer complaint for over-concentrated accounts in speculative alternative investments. Hobson has been registered with Money Concepts Capital Corp. in Griffith, Indiana since 2016. Hobson was previously registered … Continue reading
Erez Law is currently investigating former Arive Capital Markets broker John Santariello (CRD# 5746158) regarding stock losses. Santariello was registered with Arive Capital Markets in Coram, New York from 2016 to 2018. Previously, Santariello was registered with the following brokerage … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Wedbush Securities Inc. broker Michael Sims (CRD# 1034180). Sims was registered with Wedbush Securities Inc. in Santa Rosa, California from 2005 to … Continue reading
Erez Law is currently investigating former First Standard Financial Company LLC broker Andre Davis (CRD# 1417097) regarding client investment losses. Davis has been registered with Paulson Investment Company LLC in New York, New York since July 2019. Previously, Davis was … Continue reading
There are options for customers of Ausdal Financial Partners, Inc. broker Christopher Neston (CRD# 2741497) who suffered investment losses. Neston has been registered with Ausdal Financial Partners, Inc. in North Oaks, Minnesota since 2011. Neston has been the subject of … Continue reading
Former Morgan Stanley broker Justin Amaral (CRD# 4440980) is accused of churning customer accounts and generating excessive commissions. Amaral has been registered with Morgan Stanley in Boston, Massachusetts from 2009 to 2014, when he was terminated regarding, “the allegations related … Continue reading