Author: Jeff Erez
Former Forest Securities, Inc. broker Jeffrey Nimmow (CRD# 2693601) is accused of recommending unsuitable Woodbridge Group of Companies investments. Nimmow was registered with Forest Securities, Inc. in Hillside, Illinois from 2015 to 2018, when he was terminated regarding, “Inaccurate judgment … Continue reading
Did you lose money investing with former MML Investors Services, Inc. broker Jon Reppert (CRD# 1474315)? Reppert was registered with Madison Avenue Securities, LLC in Addison, Texas from 2017 to 2018 and previously with Kalos Capital, Inc. in Addison, Texas … Continue reading
Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jacquin Fink (CRD# 207807)? Fink has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York from 1978 to 2020. … Continue reading
There are options for customers of former Capital Financial Services, Inc. broker Bart Bohrer (CRD# 4315654) who suffered investment losses. Bohrer has been registered with Calton & Associates, Inc. in Tampa, Florida since August 2019. Previously, Bohrer was registered with … Continue reading
Erez Law is currently investigating former Securities America, Inc. and Brecek and Young broker Matthew Baltz (CRD# 2635133) regarding variable annuity losses. Baltz has been registered with Cambridge Investment Research, Inc. in Auburn, California from 2014 to 2017. Previously, Baltz … Continue reading
Erez Law is currently investigating Catalyst Capital Advisors, LLC president and chief executive officer (CEO) Jerry Szilagyi (CRD# 1156349) regarding Catalyst Hedged Futures Strategy Fund investment losses. Szilagyi has been registered with Alt Fund Distributors LLC in New York, New … Continue reading
Were you the victim of former First Standard Financial Company LLC broker Philip Sparacino (CRD# 3243960)? Sparacino was registered with First Standard Financial Company LLC in Red Bank, New Jersey from 2014 to 2019, when he was terminated regarding, “State … Continue reading
Were you the victim of former Nylife Securities LLC broker Ronald Knight (CRD# 5265446)? Knight was registered with Nylife Securities LLC in Timonium, Maryland from 2008 to 2017. In October 2019, FINRA barred Knight after he “consented to the sanction … Continue reading
There are options for clients of LPL Financial LLC broker Yvonne Silguero (CRD# 3211495) who suffered investment losses. Silguero has been registered with LPL Financial LLC in Mcallen, Texas since 2008. In November 2019, a former client of Lone Star … Continue reading
Did you lose money investing with former National Securities Corporation broker Vincent Mazza (CRD# 4332577)? Mazza was registered with National Securities Corporation in Jersey City, New Jersey from 2006 to 2018. In October 2019, FINRA barred Mazza after he failed … Continue reading