Author: Jeff Erez
Were you the victim of former Raymond James & Associates, Inc. broker E Kyle Davis (CRD# 2995789)? Davis has been registered with Ameriprise Financial Services, LLC in Atlanta, Georgia since January 2019. Previously, Davis was registered with Raymond James & … Continue reading
In February 2020, the Securities and Exchange Commission (SEC) ordered Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network to pay $35 million for harm to investors, related to charges that Wells Fargo failed to reasonably supervise investment advisers … Continue reading
Erez Law is currently investigating former Western International Securities, Inc. broker Clement Chichester (CRD# 1255275) regarding unsuitable investment recommendations. Chichester was with Western International Securities, Inc. in Westlake Village, California from 2012 to 2017, when he was terminated regarding, “Accepted … Continue reading
Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker John Chrysadakis (CRD# 5680661) who was recently barred by FINRA. Chrysadakis was registered with Northwestern Mutual Investment Services, LLC in Norwalk, Connecticut from 2010 to 2019, when he … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Jeffrey Eiler (CRD# 1028716) who suffered investment losses. Eiler has been registered with Wells Fargo Clearing Services, LLC in Fort Lauderdale, Florida since 2006. Eiler has been the … Continue reading
Erez Law is currently investigating New York broker Travis Lippmann (CRD# 5908823) for investment losses due to unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York since 2021. Previously, he was registered … Continue reading
Erez Law is currently investigating former VSR Financial Services, Inc. and Summit Brokerage Services Inc. broker Robert Burns (CRD# 4066393) regarding unsuitable investment recommendations in alternative products. Burns has been registered with Cetera Advisor Networks LLC in Greenwood Village, Colorado … Continue reading
There are options for clients of former Newbridge Securities Corporation broker Kevin T. Doyle (CRD# 2189452) who suffered investment losses. Doyle has been registered with Aegis Capital Corp. in Mineola, New York since 2017. Previously, Doyle was registered with National … Continue reading
Are you interested in learning your options due to investment losses with former Financial West Group and Western International Securities, Inc. broker Margareta Childs (CRD# 1495891)? Childs was with Western International Securities, Inc. in Irvine, California from 2017 to 2019. … Continue reading
Erez Law is currently investigating former International Assets Advisory, LLC broker Michael Boothe (CRD# 2160227) regarding allegations of investment losses. Boothe was with International Assets Advisory, LLC in Ft. Lauderdale, Florida from 2014 to 2018 and previously with IAA Financial … Continue reading