Author: Jeff Erez
Erez Law is currently investigating B. Riley Wealth Management broker Murray Roark (CRD# 1041803) for investment losses. Roark has been registered with B. Riley Wealth Management in Dallas, Texas since 2011. Roark has been the subject of five customer complaints … Continue reading
Pruco Securities, LLC broker Joseph Viet Duy Phan (CRD# 2555300) was barred by FINRA for borrowing money from clients. Phan was registered with Pruco Securities, LLC in Irvine, California from 2007 to 2018, when he was terminated regarding, “Registered Representative … Continue reading
Are you interested in learning recovery loss options due to investments with Sagepoint Financial, Inc. broker Timothy Vanlohuizen (CRD# 2166867)? Vanlohuizen has been registered with Sagepoint Financial, Inc. in Coeur D’Alene, Idaho since 2005. Vanlohuizen has been the subject of … Continue reading
Erez Law is currently investigating former Kovack Securities Inc. broker Shlomo Strugano (CRD# 3108780) regarding real estate investment trusts (REITs) losses. Strugano was registered with First Allied Securities, Inc. in Reseda, California from 2015 to 2018 and previously with Kovack … Continue reading
Did you suffer losses due to investments with former Berthel, Fisher & Company Financial Services, Inc. broker Jeremy Rosen (CRD# 5513416)? Rosen has been registered with Nationwide Planning Associates Inc. in Easton, Pennsylvania since November 2019. Previously, Rosen was registered … Continue reading
Erez Law is currently investigating Morgan Stanley broker Richard George (CRD# 1890200) regarding unsuitable investment recommendations. George has been registered with Morgan Stanley in Chicago, Illinois since 2012. According to public records, a former client of George suffered significant investment … Continue reading
Erez Law is currently investigating Pennsylvania broker Jingbo Pan (CRD# 5266959) regarding investment losses. Pan has been registered with Coastal Equities, Inc. in York, Pennsylvania since May 2019. Previously, Pan was registered with Axiom Capital Management, Inc. in New York, … Continue reading
Were you the victim of Crown Capital Securities, L.P. broker Hugh Barndollar (CRD# 3027317)? Barndollar has been registered with Crown Capital Securities, L.P. in Land O’ Lakes, Florida since 2013. Barndollar has been the subject of three customer complaints between … Continue reading
Have you suffered losses due to investments with Money Concepts Capital Corp. broker Darren Ogelsby (CRD# 2480135)? Ogelsby has been registered with Money Concepts Capital Corp. in Monroe, Louisiana since 1995. Ogelsby has been the subject of three customer complaints … Continue reading
Did you lose money investing with Independent Financial Group, LLC broker Kenneth Guerra (CRD# 1337062)? Guerra has been registered with Independent Financial Group, LLC in Grants Pass, Oregon since 2010. In September 1997, the Department of Consumer & Business Services … Continue reading