Author: Jeff Erez
Erez Law is currently investigating former Morgan Stanley broker Michael Carter (CRD# 3232017) who was charged by the SEC with fraud. Carter was registered with Morgan Stanley in McLean, Virginia from 2011 to 2019, when he was terminated regarding, “FA … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Raymond James & Associates, Inc. broker Frederick Stow (CRD# 864436). Stow was registered with Raymond James & Associates, Inc. in Franklin, Texas … Continue reading
Erez Law is currently investigating Madison Avenue Securities, LLC broker Jeffrey Dixson (CRD# 4166311) regarding investment losses due to investments in GPB Capital Holdings. Dixson has been registered with Madison Avenue Securities, LLC in Vancouver, Washington, Portland, Oregon, and Clackamas, … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Kevin Gunnip (CRD# 2701801) regarding unsuitable and excessive trading allegations. Gunnip has been registered with Morgan Stanley Smith Barney in Southlake, Texas from 2009 to 2018, when he was terminated regarding, … Continue reading
In September 2019, a former client of UBS Financial Services and broker William Hightower (CRD# 2152369) won a FINRA arbitration $555,000 in damages resulting from unsuitable investment recommendations. According to Hightower’s BrokerCheck, the allegations were regarding, “Allegations: Plaintiffs allege that … Continue reading
Former Allegis Investment Services, LLC broker Brandon Stimpson (CRD# 4299623) is accused of unsuitable investment recommendations in options. Stimpson was registered with United Planners’ Financial Services Of America A Limited Partner in Logan, Utah from May to June 2019. Stimpson … Continue reading
Erez Law is currently investigating former Impactive Advisors LLC broker Christopher Zelesnick (CRD# 1257500) regarding investment losses due to private placements. Zelesnick has been registered with Allstate Financial Services, LLC in Elkins Park, Pennsylvania since May 2018. Previously, Zelesnick was … Continue reading
Did you suffer investment losses due to recommendations by former Wells Fargo Clearing Services broker Apostolos Pitsironis (CRD# 2804907)? Pitsironis was registered with Janney Montgomery Scott LLC in Melville, New York from December 2018 to June 2019, when he was … Continue reading
Did you suffer investment losses due to recommendations by Wells Fargo Clearing Services, LLC broker Richard Bernstein (CRD# 1113777)? Bernstein has been registered with Wells Fargo Clearing Services, LLC in Incline Village, Nevada since 2015. Bernstein has been the subject … Continue reading
Erez Law is currently investigating former Hornor, Townsend & Kent, Inc. broker Alex Blanco (CRD# 3146376) regarding unsuitable investment recommendations. Blanco has been registered with MML Investors Services, LLC in New York, New York since November 2017. Previously, Blanco was … Continue reading