Author: Jeff Erez
Erez Law is currently investigating Centaurus Financial, Inc. broker John Marshall Jr. (CRD# 2919845) regarding unsuitable investment recommendations. Marshall has been registered with Centaurus Financial, Inc. in Lexington, South Carolina since 2015. Previously, Marshall was registered with J.P. Turner & … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former LPL Financial LLC broker James Bylenga (CRD# 705143). Bylenga was registered with LPL Financial LLC in Portage, Michigan from 2016 to 2018 … Continue reading
In June 2019, a former client of Legend Securities, Inc., its CEO Anthony Fusco (CRD# 2704753), and three defunct New York firm’s registered representatives won a $966,708 award in a FINRA arbitration. The three brokers involved in this case are … Continue reading
In June 2019, The Securities and Exchange Commission (SEC) filed charges against Paul Rinfret (CRD# 805117) and Plandome Partners LLC, an investment partnership, for defrauding investors of more than $19.3 million. According to the SEC complaint, “For over five years, … Continue reading
There are options for customers of former LPL Financial LLC broker Mark Lamkin (CRD# 2121510) who suffered investment losses. Lamkin has been registered with Calton & Associates, Inc. in Louisville, Kentucky since December 2018. Previously, Lamkin was registered with LPL … Continue reading
Were you the victim of former Northwestern Mutual Investment Services, LLC broker Manish Shah (CRD# 4652835)? Shah was registered with Northwestern Mutual Investment Services, LLC in Princeton, New Jersey from 2003 to April 2019, when he was terminated regarding, “Representative … Continue reading
Capital Financial Services, Inc. broker William Byrd (CRD# 1334634) is alleged to make unsuitable recommendations resulting in investment losses. Byrd has been the subject of five customer complaints between 2014 and 2019, one of which was denied, according to his … Continue reading
Erez Law is currently investigating former Merrill Lynch broker Sylvester Knox (CRD# 1625705) regarding investment losses due to unauthorized transactions. Knox was registered with FSC Securities Corporation in Short Hills, New Jersey from January 2017 to August 2018. Previously, he … Continue reading
Did your broker recommend you invest in Armada Waste Management LP and you saw losses in your investment portfolio? Brokers across the country recommended their clients invest in Armada Waste Management LP, which was issued by GPB Capital Holdings. GBP … Continue reading
Did you suffer losses due to investments with former Wedbush Securities Inc. broker William Heiden (CRD# 2885156)? Heiden was registered with Wedbush Securities Inc. in Newport Beach, California from 2013 to 2018. In January 2018, FINRA named Heiden as a … Continue reading