Author: Jeff Erez
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Thomas Murphy (CRD# 5654189)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2010 to 2018, when he was … Continue reading
Erez Law is currently investigating former Gradient Advisors, LLC broker Nicholas Stovall (CRD# 5581487) is accused of promissory note losses. He was registered with Gradient Securities, LLC in Arden Hills, Minnesota, from 2009 to 2023, when he was terminated regarding, … Continue reading
Were you the victim of National Securities Corporation broker Viqas Akhtar (CRD# 5624412)? He has been registered with B. Riley Wealth Management in Miami, Florida, since 2022. He was registered with National Securities Corporation in Miami, Florida, from 2012 to … Continue reading
Western International Securities, Inc. broker David Glienke (CRD# 5502866) is accused of unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2008. David Glienke Customer Complaints He has been the subject of … Continue reading
There are options for clients of MML Investors Services, LLC broker Tyler Camp (CRD# 6002124) who suffered investment losses. He has been registered with Oneamerica Securities, Inc. in Hoover, Alabama, since 2023. He was registered with MML Investors Services, LLC … Continue reading
Were you the victim of former Raymond James Financial Services, Inc. broker Matthew Wilkes (CRD# 5409004)? He was registered with Trustfirst in Knoxville, Tennessee, from 2019 to 2023, FSIC in Chicago, Illinois, from 2017 to 2018, Raymond James Financial Services, … Continue reading
There are options for clients of UBS Financial Services Inc. broker Patrick Ponczek (CRD# 5843395) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Hallandale Beach, Florida, since 2012. Patrick Ponczek Customer Complaints He has … Continue reading
Erez Law is currently investigating Avantax Investment Services, Inc. broker Christopher Kirkland (CRD# 5602044) regarding structured product losses. He has been registered with Avantax Investment Services, Inc. in Atlanta, Georgia, since 2021. He was registered with LPL Financial LLC in … Continue reading
Were you the victim of Morgan Stanley broker James Monken (CRD# 5765921)? He has been registered with Morgan Stanley in Clayton, Missouri, since 2012. James Monken Customer Complaints He has been the subject of two customer complaints in 2023, according … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Stephen Skokos (CRD# 6026326) regarding investment losses. He has been registered with Sanford C. Bernstein & Co., LLC in Stamford, Connecticut, and Alliancebernstein L.P. in Stamford, Connecticut, since 2024. … Continue reading