Author: Jeff Erez
Financial advisor Robert Ginsberg (CRD# 5177531) is accused of recommending unsuitable real estate investment trusts (REITs). Ginsberg has been registered with Woodbury Financial Services, Inc. in Wallingford, Connecticut since September 2016. Previously, he was registered with Investors Capital Corp. in … Continue reading
Erez Law recently filed a FINRA arbitration against Colorado Financial Service Corp. on behalf of a retired California couple. Their customer alleges that Tracy Turner (CRD #1385745), who was a registered representative of Colorado Financial Service Corp., in Carlsbad, California … Continue reading
There are options for customers of Newbridge Securities Corporation financial advisor Michael Greenfield (CRD# 5406611). Greenfield has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2017. Previously, Greenfield was registered with Oppenheimer & Co. Inc. in Boca … Continue reading
Erez Law is currently investigating First Allied Securities, Inc. financial advisor Jeffrey Bahary (CRD# 1294796) regarding investment losses. Bahary has been registered with First Allied Securities, Inc. in Eatontown, New Jersey since 2008. Bahary has been the subject of one … Continue reading
Did you lose money investing with former Morgan Stanley broker Izhar Shefer (CRD# 1759498) who is accused of unsuitable investment recommendations? He was registered with APW Capital, Inc. in Aventura, Florida from August to December 2018. Previously, he was registered … Continue reading
Did your UBS financial advisor recommend you invest in the UBS Yield Enhancement Strategy (YES strategy) and not adequately disclose the risk associated with this investment? The UBS Yield Enhancement Strategy was marketed as an options strategy that was promoted … Continue reading
There are options for customers of former Morgan Stanley financial advisor Keith Kordich (CRD# 2743797). Kordich has been registered with Ameriprise Financial Services, Inc. in Boca Raton, Florida since January 2019. Previously, Kordich was registered with Morgan Stanley from 2011 … Continue reading
Erez Law is currently investigating financial advisors across the United States who recommend their clients invest in GPB Capital Holdings, a New York-based investment firm that offers exempt, private-placement securities that inherently have a high degree of risk due to … Continue reading
Did you suffer investment losses with former Questar Capital Corporation financial advisor Todd Lamberty (CRD# 4155573)? Lamberty has been registered with Newbridge Securities Corporation in Sioux Falls, South Dakota since July 2018. Previously, Lamberty was registered with Questar Capital Corporation … Continue reading
There are options for customers of former National Securities Corporation financial advisor Michael Fasciglione (CRD# 1806486) regarding investment losses. Fasciglione has been registered with Aegis Capital Corp. in Bayside, New York since 2017. Previously, Fasciglione was registered with National Securities … Continue reading