Author: Jeff Erez
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Raymond James Financial Services, Inc. financial advisor Joseph Esposito (CRD# 860964). Esposito has been registered with Raymond James Financial Services, Inc. in Clarks … Continue reading
There are options for customers of former Kestra Investment Services, LLC financial advisor John Spach (CRD# 2731192) who suffered investment losses. Spach was registered with Kestra Investment Services, LLC in Aliso Viejo, California from 2014 to 2018. Previously, Spach was … Continue reading
Erez Law recently filed a FINRA arbitration against NFP Advisor Services, LLC. Their customer alleges that Kurt Jackson (CRD #2913769) made unsuitable investment recommendations in illiquid investments, including those in the high risk energy sector. According to the filed claim, … Continue reading
Erez Law is currently investigating Westport Capital Markets, LLC financial advisor Christopher McClure (CRD# 2289844) regarding excess fees. McClure has been registered with Westport Capital Markets, LLC in Westport, Connecticut since 2001. In November 2017, The Securities and Exchange Commission … Continue reading
Did you suffer losses due to investments in Puerto Rico bonds with The GMS Group, LLC financial advisor Paul Mante (CRD# 4911949)? Mante has been registered with The GMS Group, LLC in Boca Raton, Florida since 2005. Puerto Rico suffers … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Credit Suisse financial advisor Lily Pirouzian (CRD# 5119248). Pirouzian has been registered with HSBC Securities (Usa) Inc. in New York, New York … Continue reading
Former Concorde Investment Services, LLC broker Richard Cody (CRD# 2794558) was barred by FINRA and sentenced to two years in prison for defrauding retired clients. Cody was registered with IFS Securities in Spring Lake, New Jersey from August to September … Continue reading
Erez Law is currently investigating former Morgan Stanley financial advisor Stewart Malloy (CRD# 1029931) regarding unsuitable investment recommendations. Malloy was registered with Morgan Stanley in Riverhead, New York from 2009 to 2015. In January 2019, FINRA barred Malloy after he … Continue reading
Did you suffer losses due to investments with former Aegis Capital Corp. financial advisor Michael Venturino (CRD# 5872439)? Previously, Venturino was registered with Trident Partners Ltd. in Woodbury, New York from July 2017 to April 2018 and with Aegis Capital … Continue reading
Were you the victim of barred financial advisor Phillip Johnson (CRD# 501352)? Johnson was registered with D.H. Hill Securities, Lllp in Kingwood, Texas from April 2016 to December 2017 and with Suntrust Investment Services, Inc. in Nashville, Tennessee from 2003 … Continue reading