Author: Jeff Erez
J.J.B. Hilliard, W.L. Lyons, LLC financial advisor Michael Barnett (CRD# 5792242) has numerous pending customer complaints regarding losses sustained from investments in Breitburn Energy Partners Limited Partnership and other acts of securities fraud. Barnett has been registered with J.J.B. Hilliard, … Continue reading
Former Kovack Securities Inc. financial advisor Andrew Corbman (CRD# 2513558) regarding accused of recommending unsuitable penny stocks. Corbman was registered with Newbridge Securities Corporation in Lansdowne, Virginia from November 2015 to March 2016 and with Kovack Securities Inc. in Lansdowne, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with DJBennett convertible and promissory notes, which is linked to a $20 million Ponzi Scheme that bilked investors out of their life savings. It … Continue reading
Erez Law is currently investigating Future Income Payments, LLC (FIP LLC) and related investments and insurance policies funded by FIP distributions. The FIPs were formerly known as Pensions, Annuities & Settlements, LLC. FIPs are investments that are primarily sold as … Continue reading
Former HD Vest Investment Services financial advisor Jerry Raines (CRD# 4578689) is alleged to recommend his client invest in Woodbridge Group of Companies. Raines was registered with HD Vest Investment Services in Kilgore, Texas from 2014 to 2017. The Woodbridge … Continue reading
Former Stifel, Nicolaus & Company, Incorporated financial advisor Mitchell Yanow (CRD# 2148171) barred by FINRA for stealing more than $200,000 from an elderly client. Yanow has been registered with Stifel, Nicolaus & Company, Incorporated in Boca Raton, Florida from 2015 … Continue reading
Erez Law is currently investigating former Summit Brokerage Services, Inc. financial advisor Larry Werbel (CRD# 828351) regarding selling away and unsuitable investment recommendations. Werbel has been registered with Concorde Investment Services, LLC in Chagrin Falls, Ohio from April 2015 to … Continue reading
In July 2018, a former client of Wells Fargo won an award in a FINRA arbitration for compensatory damages for $4,179,116, $831,583.48 in prejudgement interest, $2,693,025.41 in attorneys’ fees, $500,000.00 in punitive damages, $206,324.04 in costs, $165,718.50 in the remission … Continue reading
Erez Law is currently investigating former Morgan Stanley financial advisor Michael Fitz-Gerald (CRD# 209062) regarding oil and gas sector losses. Fitz-Gerald was registered with Morgan Stanley in San Francisco, California from 2009 to June 2018. According to public records, a … Continue reading
Erez Law is currently investigating former CP Capital Securities financial advisor Harold Connell (CRD# 1482623) regarding losses sustained through unregistered offerings. Connell was the CEO, president, principal supervisor and owner of CP Capital Securities in Miami, Florida from 2001 to … Continue reading