Author: Jeff Erez
Were you the victim of former LPL Financial LLC broker Kenneth Wright (CRD# 1889354)? He has been registered with Osaic Institutions, Inc. in Kingsport, Tennessee, since 2016. Previously, he was registered with LPL Financial LLC in Kingsport, Tennessee, from 2011 … Continue reading
Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker John Kersey (CRD# 1480524) regarding private securities transactions. He was registered with Northwestern Mutual Investment Services, LLC in Cincinnati, Ohio, from 2001 to 2023, when he was terminated … Continue reading
There are options for clients of former Lincoln Financial Advisors Corporation broker Robert Rebussini (CRD# 1622141)? He has been registered with LPL Financial LLC in Cranston, Rhode Island, since 2016, and with Integrated Wealth Concepts LLC in Cranston, Rhode Island, … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Bradley Bergdahl (CRD# 1432349) regarding unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Cando, North Dakota, since 2018, and with CWM, LLC in Cando, North … Continue reading
There are options for clients of Morgan Stanley broker Freddie Crandall (CRD# 1434783), who lost money due to unsuitable investment recommendations. He has been registered with Morgan Stanley in Danville, Illinois, since 2009. Freddie Crandall Customer Complaints He has been … Continue reading
Were you the victim of Cabot Lodge Securities LLC broker Russell Green (CRD# 1391627)? He has been registered with Cabot Lodge Securities LLC in Syosset, New York, since 2018, and with CL Wealth Management LLC in Syosset, New York, since … Continue reading
Were you the victim of LPL Financial LLC broker Robert Earls Jr. (CRD# 1369915)? He has been registered with LPL Financial LLC in Roanoke, Virginia, since 2001. In February 2024, the US Department of Justice for the Western District of … Continue reading
Former LPL Financial LLC broker Ronald Denova (CRD# 1673284) is accused of real estate security investment losses. He has been registered with Ameriprise Financial Services, LLC in Sandpoint, Idaho, since 2020. Previously, he was registered with LPL Financial LLC in … Continue reading
Erez Law is currently investigating Ausdal Financial Partners, Inc. broker William Hurckes (CRD# 2612833) regarding GWG Holdings Inc. L Bond losses. He has been registered with Ausdal Financial Partners, Inc. in East Peoria, Illinois, since 2015. William Hurckes Customer Complaints … Continue reading
Wealth Advisors Group broker Mark Vanderhagen (CRD# 1634101) accused of private placement investment losses. He has been registered with Purshe Kaplan Sterling in Investments in Fort Wayne, Indiana, from 2017 to 2018, and previously with LPL Financial LLC in Fort … Continue reading