Author: Jeff Erez
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Paulson Investment Company LLC broker Minish Hede (aka Minish “Joe” Hede) (CRD# 2389098). Hede was registered with Paulson Investment Company LLC in … Continue reading
There are options for customers of former Voya Financial Advisors, Inc. financial advisor James Knee (CRD# 1852920) who is alleged to misappropriate customer funds. Knee has been registered with Voya Financial Advisors, Inc. in Concord, New Hampshire from 2015 to … Continue reading
Erez Law is currently investigating barred financial advisors Gregg Schonhorn (CRD# 2400042) and Deborah Kelley (CRD# 1179082) regarding participating in the offering of a penny stock and participation in a pay-to-play pension bribery scheme involving the New York State Common Retirement … Continue reading
Erez Law is currently investigating former Oppenheimer & Co. Inc. financial advisor Daniel Morris (CRD# 1046760) regarding unauthorized and unsuitable trades in customer accounts. Morris has been registered with Westport Capital Markets, LLC in Westport, Connecticut since 2016. Previously, Morris … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Morgan Stanley financial advisor Jennifer Salmon (CRD# 4730808) regarding failure to supervise customer accounts. Salmon has been registered with UBS Financial Services … Continue reading
In May 2018, LPL Financial LLC settled with and agreed to pay the North American Securities Administrators Association (NASAA) as much as $26 million plus 3% simple interest per year to repurchase securities from investors that were held in LPL … Continue reading
There are options for customers of Morgan Stanley financial advisor Peter Lewis (CRD# 1174949) who is alleged to engage in excessive trading. Lewis has been registered with Morgan Stanley in Las Vegas, Nevada since 2009. Lewis has been the subject … Continue reading
Were you the victim of Morgan Stanley financial advisor Richard Less Jr. (CRD# 1964991)? Less has been registered with Morgan Stanley in Paramus, New Jersey since 2009. Less has been the subject of one customer complaint, according to his CRD … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Cuna Brokerage Services, Inc. financial advisor Stacy Cheney-Jamison (CRD# 4318631). Cheney-Jamison has been registered multiple firms during the past few year including: … Continue reading
Erez Law is currently investigating former NYLife Securities LLC broker Alan New (CRD# 2892508) regarding the Woodbridge Group of Companies Ponzi scheme. New was registered with NYLife Securities LLC in Fort Wayne, IN from 2004 to August 2016. In April … Continue reading